Compliance Administrator

Search-Select LTD; East Devon; On-site; GBP 60,000 - 80,000; Full time

Job summary

An established industry player is looking for a Compliance Administrator to enhance their compliance culture and ensure regulatory obligations are met. This role involves conducting risk assessments, maintaining compliance information, and assisting with various compliance projects. If you are passionate about compliance and want to contribute to a culture of integrity and accountability, this opportunity is perfect for you. Join a dynamic team where your efforts will help shape the future of compliance within the organization.

Qualifications

• Experience in compliance or regulatory roles is essential.
• Strong understanding of money laundering and risk assessment.

Responsibilities

• Conduct money laundering and terrorist financing risk assessments.
• Ensure client due diligence aligns with internal policies.
• Assist in maintaining compliance information and registers.

Skills

Compliance Knowledge

Risk Assessment

Client Due Diligence

Regulatory Obligations Understanding

Education

Degree in Finance, Law, or related field

Tools

Compliance Management Software

Job description

Our client seeks a Compliance Administrator to join their team.

You will undertake a range of tasks and duties to help the company fulfil its regulatory obligations and promote a compliance culture within the business.

Key Responsibilities

1. Undertaking initial and ongoing money laundering/terrorist financing risk assessments
2. Ensuring client due diligence is in line with internal policies
3. Maintenance of risk and compliance information
4. Undertaking company and trust reviews in accordance with the review programme
5. Ensuring structure charts for entities are correct and up to date
6. Maintenance of the Assets under Management register
7. Circulating and collating monthly compliance confirmations from staff
8. Responding to staff queries regarding compliance/due diligence
9. Assisting the Compliance Manager with ad hoc compliance projects