Client Proposition Compliance Lead

Finlink Ltd; Cardiff; Hybrid; GBP 41,000 - 50,000; Full time

Benefits offered by this job

Competitive salary

Death in service cover

Income protection

Private medical cover

Dental cover

Online GP service

Employee assistance

Pension scheme

Hybrid working

Job summary

Finlink Ltd in Cardiff offers a hybrid Compliance Support Supervisor role focused on helping financial firms structure, explain and maintain compliant client propositions and charging models. You will provide practical guidance on advice propositions, governance and client communications, balancing regulatory expectations with commercial practicality.

The role involves reviewing firms’ services, fees and marketing materials, supporting onboarding, and acting as a go-to contact for proposition

Qualifications

• Strong understanding of financial services compliance and regulatory expectations.
• Experience reviewing or supporting client propositions and charging structures.
• Excellent written communication and ability to explain complex concepts clearly.

Responsibilities

• Help firms structure and clearly communicate their advice propositions and charging models.
• Review how firms present services, fees and propositions to clients (websites, documents, marketing materials).
• Act as a point of contact for proposition questions from members and support onboarding conversations.

Skills

Regulatory compliance

Consumer Duty

Client communications

Proposition review

Adviser charging structures

IFAs background

Job description

Finlink Ltd in Cardiff offers a hybrid Compliance Support Supervisor role focused on helping financial firms structure, explain and maintain compliant client propositions and charging models. You will provide practical guidance on advice propositions, governance and client communications, balancing regulatory expectations with commercial practicality.

The role involves reviewing firms’ services, fees and marketing materials, supporting onboarding, and acting as a go-to contact for proposition