Client Onboarding KYC (Broker/Dealer background essential)

Taylor James Resourcing; London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A global financial broking firm in London seeks a Client Onboarding KYC Associate to work in the compliance onboarding team. Ideal candidates will have five years of experience in KYC and AML within financial markets, alongside strong analytical and organizational skills. The role requires on-site work at the London office without hybrid options.

Qualifications

• 5 years KYC and AML experience required.
• Experience with compliance in financial markets.
• Experience using internal systems, preferably DOCS.

Responsibilities

• Forensic review of client documentation for KYC and AML.
• Preparation of client application packs for compliance and risk review.
• Liaise with sales teams to resolve account application issues.

Skills

Organizational skills

Analytical skills

Effective communication

Team player

Education

Bachelor’s Degree in Business

Job description

Quick Registration First Name * Last Name * e-mail * Phone * Sector Location

Our client is a Global Financial Broking firm in London.

Client Onboarding KYC Associate. 5 days a week in office in the city of London, this is not a hybrid role.

You must have a background on-boarding both Clearing and Execution clients within the exchange traded futures and options markets.

Working in the compliance onboarding team of a global broking organisation, we are looking for someone with five years KYC and AML experience within the financial markets.

Responsibilities:

• Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.
• Diligent preparation of client application packs for Anti-Money Laundering, Compliance, Credit and Risk review.
• Support and assist the firm’s Management on client applications and documentation requirements.
• Liaise with the sales teams and clients to resolve account application questions and issues.
• Ensure creation and maintenance of accurate client information and static data on internal systems.
• Assist with project work when required.
• Other duties as assigned.

Experience & Skills Required:

• 2 years of progressive experience with industry rules and regulations.
• Experience using internal and external systems, including DOCS system preferred.
• Effective written and verbal communication skills.
• Self-motivated, organized, and able to meet deadlines.
• Strong organizational and analytical skills.
• Good team player.
• Bachelor’s Degree in Business or equivalent industry experience.