Client Onboarding KYC Associate

Taylor James Resourcing; London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading global financial broking firm based in London is seeking a Client Onboarding KYC Associate for the compliance onboarding team. The role involves a thorough review of client documentation, ensuring compliance with FCA regulations, and requires strong organizational and analytical skills. Applicants should possess extensive KYC and AML experience, ideally in exchange-traded futures and options markets.

Qualifications

• At least 5 years of KYC and AML experience in financial markets.
• Effective written and verbal communication skills.
• Self-motivated and organized.

Responsibilities

• Perform forensic review of client documentation per FCA rules.
• Prepare client application packs for various compliance reviews.
• Liaise with sales teams and clients on account application issues.

Skills

Organizational

Analytical

Communication

Education

Bachelor’s Degree in Business

Tools

DOCS system

Job description

Quick Registration: First Name *, Last Name *, E-mail *, Phone *, Sector, Location

Our client is a Global Financial Broking firm in London.

Client Onboarding KYC Associate. 5 days a week in

Administration Assistant – Financial Services

Our client is a Financial Market making company in

Our client is a Wealth and Asset Management firm in

We are looking for a Client Onboarding KYC Associate to join the compliance onboarding team of a global broking organization. The ideal candidate will have five years of KYC and AML experience within the financial markets, preferably with a background onboarding both Clearing and Execution clients in the exchange-traded futures and options arena.

Duties and Responsibilities:

• Perform forensic review of client documentation in accordance with FCA Know Your Customer and Anti-Money Laundering Rules.
• Prepare client application packs diligently for Anti-Money Laundering, Compliance, Credit, and Risk review.
• Support and assist management with client applications and documentation requirements.
• Liaise with sales teams and clients to resolve account application questions and issues.
• Create and maintain accurate client information and static data on internal systems.
• Assist with project work as required.
• Perform other duties as assigned.

Experience & Skills Required:

• At least 2 years of progressive experience with industry rules and regulations.
• Experience using internal and external systems; prior experience with DOCS system is advantageous.
• Effective written and verbal communication skills for client and internal interactions.
• Self-motivated, organized, and able to meet deadlines.
• Strong organizational and analytical skills.
• Good team player.
• Bachelor’s Degree in Business or equivalent industry experience.