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Client Onboarding KYC Associate

Taylor James Resourcing

London

On-site

GBP 50,000 - 70,000

Full time

21 days ago

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Job summary

A leading global financial broking firm based in London is seeking a Client Onboarding KYC Associate for the compliance onboarding team. The role involves a thorough review of client documentation, ensuring compliance with FCA regulations, and requires strong organizational and analytical skills. Applicants should possess extensive KYC and AML experience, ideally in exchange-traded futures and options markets.

Qualifications

  • At least 5 years of KYC and AML experience in financial markets.
  • Effective written and verbal communication skills.
  • Self-motivated and organized.

Responsibilities

  • Perform forensic review of client documentation per FCA rules.
  • Prepare client application packs for various compliance reviews.
  • Liaise with sales teams and clients on account application issues.

Skills

Organizational
Analytical
Communication

Education

Bachelor’s Degree in Business

Tools

DOCS system

Job description

Quick Registration: First Name *, Last Name *, E-mail *, Phone *, Sector, Location

Our client is a Global Financial Broking firm in London.

Client Onboarding KYC Associate. 5 days a week in

Administration Assistant – Financial Services

Our client is a Financial Market making company in

Our client is a Wealth and Asset Management firm in

We are looking for a Client Onboarding KYC Associate to join the compliance onboarding team of a global broking organization. The ideal candidate will have five years of KYC and AML experience within the financial markets, preferably with a background onboarding both Clearing and Execution clients in the exchange-traded futures and options arena.

Duties and Responsibilities:

  • Perform forensic review of client documentation in accordance with FCA Know Your Customer and Anti-Money Laundering Rules.
  • Prepare client application packs diligently for Anti-Money Laundering, Compliance, Credit, and Risk review.
  • Support and assist management with client applications and documentation requirements.
  • Liaise with sales teams and clients to resolve account application questions and issues.
  • Create and maintain accurate client information and static data on internal systems.
  • Assist with project work as required.
  • Perform other duties as assigned.

Experience & Skills Required:

  • At least 2 years of progressive experience with industry rules and regulations.
  • Experience using internal and external systems; prior experience with DOCS system is advantageous.
  • Effective written and verbal communication skills for client and internal interactions.
  • Self-motivated, organized, and able to meet deadlines.
  • Strong organizational and analytical skills.
  • Good team player.
  • Bachelor’s Degree in Business or equivalent industry experience.
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