Chief Compliance Officer, MLRO Fidelity Digital Assets, Ltd.

Fidelity Investments; London; On-site; GBP 80,000 - 120,000; Full time

Job summary

An established industry player in digital assets is seeking a Chief Compliance Officer to lead compliance initiatives and safeguard client interests. This pivotal role involves developing and implementing compliance frameworks aligned with FCA regulations, overseeing AML/CFT programs, and fostering collaboration across departments. The ideal candidate will possess extensive experience in asset management, a deep understanding of regulatory requirements for digital assets, and exceptional communication skills. Join a forward-thinking organization dedicated to innovation and excellence in the financial sector.

Qualifications

• 10+ years of experience in asset management or securities.
• Solid understanding of regulatory compliance and digital assets.

Responsibilities

• Oversee compliance programs aligned with FCA regulations.
• Develop and implement AML/CTF compliance programs.
• Train staff and promote compliance awareness.

Skills

Regulatory Compliance

AML/CTF Knowledge

Analytical Skills

Communication Skills

Collaboration

Education

Bachelor’s Degree in Business or Legal Field

Job description

Chief Compliance Officer, MLRO Fidelity Digital Assets, Ltd.

Join to apply for the Chief Compliance Officer, MLRO Fidelity Digital Assets, Ltd. role at Fidelity Investments.

Job Description

The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd. plays a vital role in safeguarding the interests of Fidelity and its clients. The individual will oversee, develop, and implement compliance programs aligned with FCA regulations, including creating and reviewing policies, procedures, and systems to ensure compliance and mitigate risks. Responsibilities also include coordinating projects with internal and external partners, delivering compliance training, monitoring regulatory changes and industry trends, and developing an effective compliance framework. As Head of AML/CFT, the role involves establishing and maintaining anti-money laundering and counter-terrorist financing programs and acting as MLRO.

Key Responsibilities

• Ensure compliance with all obligations, including oversight of compliance services for FDA Ltd.
• Assist in addressing compliance matters and contribute to the overall compliance program, including FCA digital asset requirements.
• Develop, implement, and maintain policies and procedures; manage the Compliance Manual.
• Train staff and promote compliance awareness across the organization.
• Maintain relationships with regulators and self-regulatory organizations.
• Evaluate and report on the adequacy of systems and controls to detect breaches.
• Coordinate regulatory inquiries, examinations, and external inspections.
• Lead regulatory reporting and filings, liaising with legal counsel as needed.
• Maintain communication channels with relevant departments and report activities to senior management.
• Work with technology teams to improve systems for compliance monitoring.
• Implement and oversee AML/CTF/Sanctions compliance programs, including risk assessments and controls.
• Conduct assurance testing of AML/CTF controls.
• Support KYC processes and work with third-party providers on compliance updates.
• Ensure timely submission of suspicious transaction reports.

Requirements

• Excellent communication skills, both spoken and written.
• Ability to influence decision-makers and work collaboratively across functions.
• Strong analytical skills to interpret regulatory guidance and advise on compliance.
• Bachelor’s degree or equivalent in business, legal, finance, or securities-related field.
• 10+ years of experience in asset management or securities, preferably in digital assets, with a solid understanding of regulatory compliance.
• Knowledge of UK regulatory requirements for digital asset firms.
• Deep understanding of AML/CTF/Sanctions frameworks, policies, controls, and KYC requirements.

The Team

This role reports to the Chief Compliance Officer for Fidelity Digital Assets, a dedicated platform for digital assets, and operates as a separate entity within Fidelity Investments.

Certifications

Category: Compliance

Seniority Level

• Executive

Employment Type

• Full-time

Job Function

• Legal