Chief Compliance Officer - Digital Assets

Position Overview

Global Investment Manage hiring for a UK Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for the growing institutional Digital Asset business.

Key Responsibilities

1. Ensure regulatory compliance and oversee related services.
2. Manage compliance matters and programs, including digital assets.
3. Develop and maintain policies and procedures.
4. Train staff on regulatory standards.
5. Maintain relationships with regulators.
6. Assess and report compliance breaches.
7. Coordinate regulatory inquiries and examinations.
8. Handle regulatory reporting and filings.
9. Collaborate with Legal and external counsel.
10. Communicate with relevant functional areas.
11. Enhance operational efficiencies with the technology team.
12. Implement AML/CTF/Sanctions Compliance Program.
13. Maintain AML risk assessment framework.
14. Conduct assurance testing on AML/CTF controls.
15. Support the KYC program.
16. Implement compliance changes with third-party providers.
17. Submit suspicious transaction reports timely.

Qualifications

1. Strong communication and influence skills.
2. Collaborative and proficient in regulatory guidance.
3. Bachelor's degree in a relevant field.
4. 10+ years of experience in asset management or securities, with expertise in digital assets and compliance.
5. Knowledge of digital asset regulatory requirements.
6. Understanding of AML/CTF/Sanctions frameworks and KYC requirements.