Chief Compliance Officer

Allfunds; London; On-site; GBP 80,000 - 120,000; Full time

Job summary

A leading Wealthtech firm is seeking a Chief Compliance Officer in London to develop and manage compliance frameworks. Candidates should possess over 10 years of experience in the financial market and be adept in AML and compliance regulations. The role promises a competitive salary, growth opportunities, and a supportive work environment.

Benefits

Competitive salary

Attractive benefits package

Professional growth opportunities

Flexible working conditions

Modern office in convenient location

Qualifications

• Minimum 8 years in a similar role.
• At least 10 years of experience in the financial market.

Responsibilities

• Develop compliance and AML tasks as part of the 2nd line of defense.
• Identify and assess compliance risks.
• Establish compliance procedures and policies.
• Implement the Group Compliance Monitoring program.
• Ensure all UK regulatory obligations are included.

Skills

Compliance

AML

Risk Assessment

Client Due Diligence

Job description

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Looking for your next challenge? Allfunds (AMS:ALLFG) is a fast-paced, dynamic Wealthtech leader with 16 offices around the globe. Our employees are experts in their fields, and we have a relentless passion for quality and innovation. With over 20 years of experience, we combine the stability of a well-established company with the agility of a startup. If you thrive in such an environment, Allfunds might be the right place for you!

Listed on Euronext Amsterdam in April 2021, Allfunds manages over € trillion in assets under administration. We are a leading B2B Wealthtech platform serving the funds industry, providing integrated solutions for Fund Houses and Distributors. Our ecosystem covers the entire fund distribution value chain and investment cycle, including dealing and execution, data analytics, Regtech, ESG screening, and portfolio monitoring. We are the industry's only fully integrated one-stop-shop.

Founded in Madrid in 2000, we operate in more than 60 countries, work with over 2,000 fund groups, and connect to 1,500 distributors.

Our mission

To transform the wealthtech industry by creating value for our clients through innovative tools that empower investors to choose from the world’s best investment managers. We connect fund providers and distributors at operational and technological levels, offering services that ensure efficient and effective transactions. Join our diverse, tech-driven environment and contribute to a leading organization in the wealthtech space.

If you want to contribute to a highly innovative organization committed to efficiency and progress, we encourage you to apply. We look forward to welcoming you onboard.

What you will find when working at Allfunds

We believe in

All for Excellence: We leverage our experience, expertise, and passion to deliver the best services to clients, employees, and partners.

All for Accountability: We maintain transparency and responsibility towards people and society.

All for Empowerment: We continually improve our tools and services to be accessible to our clients.

All for Inspiration: Our people are our driving force, and helping them reach their goals motivates us. We adapt to their needs and inspire them to achieve their dreams.

If you align with these values, we look forward to meeting you.

*Presence in Brazil, Chile, Colombia, France, Hong Kong, Italy, Luxembourg, Miami, Poland, Singapore, Spain (Madrid/Valencia), Sweden, Switzerland, UAE, and UK.

Equality, Diversity, and Inclusion

Human capital is central to our strategy and ESG commitments. We promote Inclusion, Diversity, and Equity (DEI) by creating welcoming, respectful, and supportive work environments, embracing differences, and ensuring fair treatment and opportunities for all employees. Through DEI, we foster a culture that recognizes and minimizes bias.

Sounds interesting?

Please take a closer look...

We are looking for

Minimum 8 years in a similar role, with at least 10 years of experience in the financial market.

Your role in the team

Job Title: Chief Compliance Officer
Location: London

Main responsibilities:

• Develop compliance and AML tasks as part of the 2nd line of defense, in accordance with UK regulations and group policies.
• Identify and assess compliance risks, and inform branch management and staff.
• Establish compliance procedures and policies aligned with group standards.
• Implement the Group Compliance Monitoring program based on regulatory risk assessments and the Corporate Defense Model.
• Ensure all UK regulatory obligations are included, perform controls, define action plans, and report results to local management and headquarters compliance department.
• Centralize compliance information, analyze issues, and follow up on interventions.
• Conduct client due diligence and AML transaction monitoring.
• Perform ML risk assessments.
• Advise senior management on compliance matters.
• Provide compliance training to employees and communicate with financial authorities.

What you must expect

• A competitive salary and attractive benefits package.
• Opportunities for professional and personal growth in a multinational environment.
• A variety of projects, ambitious goals, and independence in execution.
• Flexible working conditions.
• Modern office in a convenient location (subject to COVID-19 conditions).