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A leading financial institution seeks a Legal Entity Framework Lead Vice President to enhance the compliance and operational risk governance framework. This influential role involves shaping the framework's design and execution across regions, optimizing outcomes, and collaborating with senior management and stakeholders.
The Compliance, Conduct and Operational Risk (CCOR) Legal Entity Framework team is responsible for the development of the legal entity CCOR governance framework across the EMEA, APAC and Latin America (LATAM) regions. The function plays an integral role in ensuring a consistent framework is embedded for execution within the LOBs/CF who are responsible for identifying, managing and assessing compliance and operational risks within their respective organizations.
As a Legal Entity Framework Lead Vice President within CCOR Legal Entity Framework team, you will provide subject matter expertise and thought leadership on the CCOR Framework and the development of the framework to meet the needs and requirements of the Firm’s various legal entities. The role provides a unique opportunity to influence the design and execution of the Framework, liaising closely with the broader CCOR department across all regions, Firmwide CCOR as well as key First Line of Defense stakeholders to ensure the legal entity framework is thoughtfully designed for adoption and execution within the in-scope legal entities.
Job Responsibilities
Required qualifications, capabilities, and skills