CASS - Client Money and Regulatory Reporting - Associate

TN United Kingdom; Bournemouth; On-site; GBP 30,000 - 50,000; Full time

Job summary

An established industry player is seeking a Client Money and Regulatory Reporting Associate in Bournemouth. This role is pivotal in ensuring compliance with UK client asset rules. You'll be responsible for producing regulatory reports, performing reconciliations, and supporting oversight frameworks. The ideal candidate will have excellent communication and organizational skills, able to thrive under pressure. Join a dynamic team dedicated to maintaining high standards of governance and oversight in the financial sector, where your contributions will directly impact compliance and operational excellence.

Qualifications

• Strong organizational skills and attention to detail are essential.
• Effective prioritization and communication skills are required.

Responsibilities

• Produce monthly Client Money and Asset Return (CMAR) reports.
• Oversee daily client money reconciliations and resolve discrepancies.
• Create Management Information reports for senior management.

Skills

Organizational Skills

Attention to Detail

Communication Skills

Ability to Work Under Pressure

Job description

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CASS - Client Money and Regulatory Reporting - Associate, Bournemouth

Location: Bournemouth, United Kingdom

Job Category: Customer Service

EU work permit required: Yes

Job Reference:

b11ade148d8d

Job Views:

3

Posted:

05.05.2025

Expiry Date:

19.06.2025

Job Description:

The CASS Governance & Oversight team is responsible for designing, implementing, and overseeing the governance framework to ensure the Commercial and Investment Bank (CIB) complies with UK client asset rules set by the Financial Conduct Authority (FCA). The team collaborates with Operations, Business, and Product Management across all legal entities, as well as with Compliance, Audit, and Risk departments.

As a Client Money and Regulatory Reporting Associate, your responsibilities include producing CASS-related regulatory reports and performing client money reconciliations. You will help develop and implement oversight frameworks for CASS rule compliance, supporting the Client Asset Oversight Officer (CAOO) and senior management in fulfilling their regulatory duties.

Job responsibilities

• Produce the Client Money and Asset Return (CMAR) monthly, ensuring accuracy and completeness.
• Oversee daily client money reconciliations, working with business lines to resolve discrepancies.
• Create daily and monthly Management Information (MI) reports for the CAOO and senior management.
• Maintain and update CASS procedures.
• Assist with ad hoc CASS tasks and projects as needed.
• Support annual audits, including liaising with external auditors and resolving issues.

Required qualifications, capabilities, and skills

• Ability to work under pressure and meet deadlines.
• Strong organizational skills, attention to detail, and effective prioritization.
• Excellent verbal and written communication skills.

Preferred qualifications, capabilities, and skills

• Knowledge of the CIB functions and organization, and understanding of CASS rules.