Cash Equities Business Control Manager - Senior Associate

J.P. Morgan; London; On-site; GBP 70,000 - 120,000; Full time

Job summary

Join a leading investment bank as a Cash Equities Business Control Manager - Senior Associate in London, where you will drive the development of control frameworks and engage with multiple functions such as Technology, Compliance, and Risk Management. This role demands strong analytical and interpersonal skills to manage risks and compliance effectively within a dynamic work environment.

Qualifications

• Experience in trading middle office, audit, technology, business management, operations, risk, or compliance role.
• Understanding of the end-to-end product life cycle for equity products.
• Investigative mindset with the ability to see issues at both a high level and in detail.

Responsibilities

• Serve as a trusted control advisor to the Cash Equities Business.
• Organize materials and documentation for examinations and audits.
• Review incidents with key stakeholders to determine root causes and deliver appropriate control deep dives.

Skills

Analytical skills

Problem-solving

Attention to detail

Communication skills

Interpersonal skills

Tools

Microsoft Excel

Microsoft Word

Microsoft PowerPoint

Job description

Are you ready to take your career to the next level in the dynamic world of investment banking? Join us as a Cash Equities Business Control Manager - Senior Associate and be at the forefront of building innovative control frameworks. This role offers a unique opportunity to collaborate with top professionals across various functions, ensuring robust risk management and compliance. If you are passionate about making a significant impact and thrive in a fast-paced environment, this is the perfect opportunity for you. Embrace the challenge and become a key player in our team!

As a Cash Equities Business Control Manager - Senior Associate in our team, you will lead the development of an enhanced control framework that supports continuous risk assessment. You will work closely with Desk Heads and Supervisors across Europe, the Middle East, and Africa, representing the business in various control and regulatory initiatives. This role provides an exciting opportunity to engage with multiple functions, including Technology, Compliance, Conduct and Operational Risk, Market Risk, Operational Risk, Credit Risk, Operations, Audit, and Legal. You will play a crucial role in ensuring effective risk management and compliance within our organization.

Job Responsibilities:

• Serve as a trusted control advisor to the Cash Equities Business.
• Organize materials and documentation for examinations and audits.
• Liaise with other functions, representing the Front Office's interests in control and regulatory initiatives.
• Review incidents with key stakeholders to determine root causes and deliver appropriate control deep dives and remedial actions.
• Review action plans from the Control and Operational Risk Evaluation, ensuring material risks are properly mitigated, and validate execution and closure.
• Facilitate the execution of various supervisory controls and exception management.
• Review, develop, and implement policies, supervisory, and regulatory attestations.
• Critically assess complex information and develop strategic policies that align with organizational goals and regulatory requirements.
• Manage multiple tasks efficiently while adapting to dynamic environments.
• Identify gaps in current policies and implement enhancements with meticulous attention to detail, ensuring both accuracy and compliance.

Required Qualifications, Capabilities, and Skills:

• Experience in a trading middle office, audit, technology, business management, operations, risk, or compliance role.
• Understanding of the end-to-end product life cycle for equity products.
• Investigative mindset, able to see issues at both a high level and in detail and understand applicability across the business.
• Strong analytical, problem-solving, and process re-engineering skills.
• Proficiency in Microsoft Excel, Word, and PowerPoint.
• Strong organizational skills, managing and prioritizing multiple tasks across different time horizons within deadlines.

Preferred Qualifications, Capabilities, and Skills:

• Experience in controls, business management, middle office, risk, audit, or a compliance function.
• Technical acumen.
• Ability to collaborate effectively with various functions across the organization.
• Strong communication and interpersonal skills.
• Ability to work independently and as part of a team.
• Attention to detail and commitment to accuracy.
• Ability to adapt to changing environments and priorities.