Business Compliance Officer AACB LB & AACL

ABN AMRO NL; London; On-site; GBP 60,000 - 80,000; Full time

Job summary

ABN AMRO is seeking a Business Compliance Officer in London to oversee compliance risks in the UK Clearing Compliance Department. The role involves managing compliance strategies, providing training, and ensuring adherence to regulatory standards. Ideal candidates will possess strong analytical skills and a CISI Diploma.

Qualifications

• Strong knowledge of FCA Handbook and key Exchange rules.
• Ability to communicate complex regulatory issues clearly.

Responsibilities

• Support the management and oversight of the UK Clearing Compliance function.
• Develop and maintain the UK Conduct Risk framework.
• Provide expert technical advice and training.

Skills

Analytical

Communication

Team Player

Proactive

Education

CISI Diploma

Job description

At a glance

The Business Compliance Officer AACB LB and AACL ('BCO') is positioned in the UK Clearing Compliance Department and reports to the Head of Compliance ('HoC') & Money Laundering Reporting Officer ('MLRO') Clearing Compliance UK.

The Clearing compliance function focuses on compliance risks. Its mission is to assist senior management in identifying, assessing, and managing the compliance risks of ABN AMRO's Clearing business line.

It has developed a risk-based approach to ensure that all reasonable measures (including policies, procedures, instructions, IT systems, monitoring, training, objective-setting, incentives, deterrents, and sanctions) are taken to prevent or reduce compliance risks and minimize potential damage.

The department handles all compliance matters for AACB LB and AACL, excluding prudential rules. This includes advice, policy, training, regulatory updates, and monitoring related to financial laws, rules, regulations, codes of conduct, data privacy, and financial crime prevention.

Your job

The BCO will uphold the firm's legal, regulatory, and ethical standards; foster collaboration; increase awareness of regulatory issues; provide consistent advice and innovative solutions; and collaborate within the compliance team to achieve desired outcomes.

The responsibilities include supporting the HoC in managing the UK Clearing Compliance function, supporting UK data protection matters, developing the UK Conduct Risk framework, embedding compliance standards, advising on regulatory risk management, deputising at committees, providing training, supporting project compliance, conducting monitoring activities, managing FCA and exchange relationships, reviewing financial promotions, and addressing market abuse risks.

Your working environment

ABN AMRO aims to build a sustainable future, supporting clients with responsible banking. The bank operates primarily in Northwest Europe, serving retail, private, and corporate clients, with international activities in specialized sectors.

In the UK, ABN AMRO UK provides services in corporate & institutional banking, financing, markets, transaction banking, asset-based finance, and clearing. The company values a culture of teamwork and continuous learning, guided by core values of care, courage, and collaboration. The UK team comprises around 380 employees.

We promote diversity and an inclusive culture where everyone can develop their talents and feel valued.

Your profile

Qualifications include CISI Diploma or equivalent. Strong knowledge of FCA Handbook, exchange rules, and compliance monitoring is essential. Excellent communication skills, conflict resolution, independence, teamwork, assertiveness, analytical thinking, initiative, efficiency focus, organization, understanding of regulatory frameworks, data privacy knowledge, and fluency in English are required.

What we offer

Working at ABN AMRO involves meaningful projects with diverse teams across borders, offering challenges and growth opportunities both professionally and personally.

Interested?

Apply via the button below. For more information, contact Niki Champion, Senior Resourcing Partner, [e-mail], [phone].