Business Auditor - Global Private Banking and Wealth Management Firm - Competitive Base Salary [...]

LH Partners; London; Hybrid; GBP 55,000 - 75,000; Full time

Job summary

A leading global private banking and wealth management firm is looking for a Business Auditor. This role involves developing and implementing a risk-based audit plan, conducting audits across various functions, and reporting findings to senior management. Candidates should possess strong internal audit experience and relevant qualifications, with opportunities for hybrid working arrangements.

Benefits

Hybrid working arrangement

Competitive base salary and bonus

Supportive work-life balance

Qualifications

• Finalist or fully-qualified auditor with at least 3-5 years of experience.
• Experience from wealth management or asset management sectors is required.
• Ability to travel for work assignments.

Responsibilities

• Conduct independent reviews of control frameworks and governance structures.
• Assist in reporting audit findings to the Board and Senior Management.
• Participate in audit assignment planning and documentation.

Skills

Communication

Stakeholder Management

Analytical Skills

Education

ACA / ACCA / IIA Qualification

Job description

Business Auditor - Global Private Banking and Wealth Management Firm - Competitive Base Salary + Bonus + Benefits - London (with hybrid working)

Business Auditor - Global Private Banking and Wealth Management Firm - Competitive Base Salary + Bonus + Benefits - London (with hybrid working)

LH Partners London, United Kingdom Apply now Posted 14 hours ago Hybrid Job Permanent Competitive Salary + Bonus + Benefits

Business Auditor - Global Private Banking and Wealth Management Firm - Competitive Base Salary + Bonus + Benefits - London (with hybrid working)

LH Partners London, United Kingdom Apply now

We're recruiting for a newly-created Internal Audit position for an established and growing global private banking and wealth management group’s office in London. The individual must have a strong foundation (3- 5 years) of internal audit experience either from a wealth / asset management or private banking business or a chartered accountancy practice (working with a wealth / asset management or private banking client portfolio). The role will assist the Head of Internal Audit in the development and implementation of a risk-based internal audit plan covering key operational, financial, and regulatory risks.

The individual will be responsible for conducting local, regional, or global independent reviews of control frameworks, governance structures, and compliance processes, reporting audit findings, risks, and control deficiencies to the Board, Audit Committee, and Senior Management.The company offers good work-life balance andhybrid working (4 days from the office and 1 from home).

Profile Criteria:

• Finalist or Fully-Qualified auditor (ACA / ACCA / IIA) with a min. of 3-5 years of experience either from industry or from a chartered accountancy practice
• Must bring experience from the private banking, wealth management or asset management sectors
• Excellent communication and stakeholder management skills
• Ambitious individual who is hands-on self-starter, with a proactive work manner with ability and maturity to work in a small IA function
• Willingness to travel (average 4-6 weeks a year)

Responsibilities / Tasks:

• Audit assignment planning – Participates in the effective and efficient diagnostic work on audits, by collecting, organising and analysing the relative information for the specific audit.
• Executes the assigned audit work in accordance with Head of Internal Audit instructions.
• Documents work performed in workpapers referencing the relative documents and sources used.
• Provides assurance and identifies potential findings.
• Determines the causes, effects, and significance of the findings.
• Develops recommendations and collaborates with management to develop action plans.
• Develops conclusions.
• Audit assignment reporting – Working with the Head of Internal Audit to deliver well written and clear audit reports.
• Assist the Head of Internal Audit in the reporting of audit findings, risks, and control deficiencies to the Board, Audit Committee, and Senior Management (reports, presentations, and statistics).
• Contribute to the preparation of the internal audit's annual Risk Assessment, continuous monitoring to derive the Annual Audit Plan.
• Must perform and document all aspects of audit work in accordance with set departmental quality standards, in particularly any local regulatory requirements and the International Standards for the Professional Practice of Internal Auditing.
• Must be able to travel for regional assignments.

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