Business Auditor - Global Private Banking and Wealth Management Firm - Competitive Base Salary [...]

LH Partners; London; Hybrid; GBP 55,000 - 80,000; Full time

Job summary

A leading global private banking and wealth management firm based in London is seeking a Business Auditor. This newly-created role requires a strong background in internal audit with experience in the financial sector. The position involves conducting comprehensive audits, presenting findings to senior stakeholders, and developing actionable recommendations. Candidates should be hands-on, proactive, and capable of working both independently and collaboratively in a hybrid working environment.

Qualifications

• Minimum of 3-5 years of experience in internal audit from relevant sectors.
• Experience working with private banking, wealth management, or chartered accountancy practices.
• Ambitious, self-starter with proactive working style.

Responsibilities

• Participates in audit assignment planning and execution.
• Documents audit work and generates audit reports.
• Assists the Head of Internal Audit in reporting findings to management.

Skills

Excellent communication

Stakeholder management

Analytical skills

Education

Finalist or Fully-Qualified auditor (ACA / ACCA / IIA)

Job description

Business Auditor - Global Private Banking and Wealth Management Firm - Competitive Base Salary + Bonus + Benefits - London (with hybrid working)

Business Auditor - Global Private Banking and Wealth Management Firm - Competitive Base Salary + Bonus + Benefits - London (with hybrid working)

LH Partners London, United Kingdom Apply now Posted 3 days ago Hybrid Job Permanent Competitive Salary + Bonus + Benefits

We're recruiting for a newly-created Internal Audit position for an established and growing global private banking and wealth management group’s office in London. The individual must have a strong foundation (3- 5 years) of internal audit experience either from a wealth / asset management or private banking business or a chartered accountancy practice (working with a wealth / asset management or private banking client portfolio). The role will assist the Head of Internal Audit in the development and implementation of a risk-based internal audit plan covering key operational, financial, and regulatory risks.

The individual will be responsible for conducting local, regional, or global independent reviews of control frameworks, governance structures, and compliance processes, reporting audit findings, risks, and control deficiencies to the Board, Audit Committee, and Senior Management.The company offers good work-life balance andhybrid working (4 days from the office and 1 from home).

Profile Criteria:

• Finalist or Fully-Qualified auditor (ACA / ACCA / IIA) with a min. of 3-5 years of experience either from industry or from a chartered accountancy practice
• Must bring experience from the private banking, wealth management or asset management sectors
• Excellent communication and stakeholder management skills
• Ambitious individual who is hands-on self-starter, with a proactive work manner with ability and maturity to work in a small IA function
• Willingness to travel (average 4-6 weeks a year)

Responsibilities / Tasks:

• Audit assignment planning – Participates in the effective and efficient diagnostic work on audits, by collecting, organising and analysing the relative information for the specific audit.
• Executes the assigned audit work in accordance with Head of Internal Audit instructions.
• Documents work performed in workpapers referencing the relative documents and sources used.
• Provides assurance and identifies potential findings.
• Determines the causes, effects, and significance of the findings.
• Develops recommendations and collaborates with management to develop action plans.
• Develops conclusions.
• Audit assignment reporting – Working with the Head of Internal Audit to deliver well written and clear audit reports.
• Assist the Head of Internal Audit in the reporting of audit findings, risks, and control deficiencies to the Board, Audit Committee, and Senior Management (reports, presentations, and statistics).
• Contribute to the preparation of the internal audit's annual Risk Assessment, continuous monitoring to derive the Annual Audit Plan.
• Must perform and document all aspects of audit work in accordance with set departmental quality standards, in particularly any local regulatory requirements and the International Standards for the Professional Practice of Internal Auditing.
• Must be able to travel for regional assignments.

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