Assistant VP (Regulatory Compliance) - Morgan McKinley

ZipRecruiter; London; On-site; GBP 70,000 - 100,000; Full time

Job summary

Un client de ZipRecruiter, une banque globale, recherche un AVP - Regulatory Compliance à Londres. Le candidat idéal apportera son expertise en réglementation et fournira un soutien stratégique sur la conformité dans le secteur bancaire de détail. Ce poste essentiel inclut l'évaluation des risques, l'élaboration de politiques de conformité et la surveillance des réglementations FCA.

Qualifications

• Expérience préalable en conseil de conformité dans la banque de détail est essentielle.
• Acteur principal en matière de conformité réglementaire avec une connaissance approfondie des règlements FCA.

Responsibilities

• Révision et supervision des risques de conformité et mise en place de rapports et tableaux de bord.
• Conseiller et soutenir les unités de l'entreprise sur les services de paiement et les obligations réglementaires.
• Conception et mise en œuvre de politiques de conformité réglementaire.

Skills

Regulatory Compliance

Risk Assessment

Payments Services

Depositor Protection

Knowledge of FCA Handbooks

Job description

Job Description

Our client, a Global Bank, are looking for an AVP - Regulatory Compliance (Retail Advisory) to join their team based in London.

Responsibilities below:

• Review and oversight of business line RCSA/risk identification, oversight and support, and setting of KRIs Develop compliance related data, MI, and produce reports and heat maps
• Develop and implement compliance risk assessments across the business lines
• Provide advice and support to relevant areas of the business in relation to payments services and processes and PSR obligations
• Oversight, advice and support around depositor protection/FSCS Participate in the horizon scanning process, including escalations, advice, impact analysis, project initiation and support as required
• Design and implementation of Regulatory Compliance policies and procedures as required in order to meet the requirements of new/updated regulations/legislation and embed these within the Bank
• Act as the Bank's subject matter expert in relation to Regulatory Compliance matters and high level of knowledge in in the FCA handbooks
• Respond to requests for advice from business units, support departments and/or branch offices and positively provide the appropriate level of support

Previous experience within Compliance Advisory within Retail Banking is essential.

For further information please don't hesitate to contact me on my email: