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Asset & Wealth Management - Risk & Regulatory - Senior Manager

TN United Kingdom

London

On-site

GBP 60,000 - 100,000

Full time

Yesterday
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Job summary

An established industry player is seeking a Senior Manager for their Asset & Wealth Management Risk and Regulatory team in London. This role is pivotal in guiding clients through the complexities of risk and regulation in the financial services sector. The ideal candidate will possess extensive experience in asset management regulations, demonstrating a proactive approach to business development and client engagement. With a focus on mentoring and team development, this position offers a unique opportunity to shape the future of regulatory practices while enjoying flexible benefits that support work-life balance.

Benefits

Flexible working arrangements
Private medical cover
Virtual GP access
Volunteering days

Qualifications

  • Experience in asset management and understanding of AWM business models.
  • Strong knowledge of FCA conduct and prudential regulations.

Responsibilities

  • Leading engagement teams and managing client relationships.
  • Conducting reviews and preparing reports for clients.

Skills

FCA conduct regulation
Prudential regulation
Client relationship management
Regulatory consulting
Business development
Communication skills

Job description

Asset & Wealth Management - Risk & Regulatory - Senior Manager, London

Join PwC's Asset & Wealth Management Risk and Regulatory team in London as a Senior Manager. This role involves supporting clients across the financial services sector in navigating the evolving landscape of risk and regulation.

Job Details
  • Location: London, United Kingdom
  • Job Category: Finance
  • EU work permit required: Yes
  • Job Reference: a1a54663c3d6
  • Job Views: 10
  • Posted: 26.04.2025
  • Expiry Date: 10.06.2025
Job Description

The world of Risk and Regulation is undergoing fundamental changes, impacting businesses significantly. We collaborate with clients across the financial services sector, addressing the necessary adaptations. The Asset and Wealth Management Risk and Regulatory team is expanding, seeking ambitious Senior Managers with experience in asset or wealth management regulation.

Responsibilities include supporting Partners and Directors, expanding market offerings, strengthening client relationships, and delivering projects. Candidates should have strong knowledge of conduct or prudential regulation, including compliance arrangements, Consumer Duty, SM&CR, governance, front office controls, and the FCA framework. Experience with regulators, consultancies, or the industry is highly valued.

Daily Activities
  • Leading engagement teams, managing client relationships, and liaising with clients daily.
  • Assisting in designing solutions and taking them to market.
  • Developing new business opportunities through marketing and client programs.
  • Conducting reviews, preparing reports, and presenting findings to clients.
  • Supporting technical analysis as a subject matter expert in FCA regulation.
  • Networking internally and externally.
  • Mentoring and developing team members and talent.
Ideal Candidate Profile
  • Experience in asset management, understanding of AWM business models.
  • Proficiency in FCA conduct or prudential regulation for asset and wealth management firms.
  • Experience in regulatory consulting, either in-house, at a regulator, or consultancy.
  • Positive, proactive, and agile attitude.
  • Strong relationship-building skills and ability to identify opportunities.
  • Drive to expand business and reputation.
  • Excellent communication skills, both written and oral.
What We Offer

We provide flexible benefits to support your career and personal life, including flexible working arrangements, private medical cover, virtual GP access, volunteering days, and more.

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