Appointed Representative - Senior Associate (Assistant Manager)

Langham Hall; London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading financial services provider in London seeks a Senior Associate/Assistant Manager. You will supervise a team ensuring AR compliance, manage client relationships, and drive business development. Ideal candidates have a degree, regulatory experience, and strong communication skills. This position offers professional growth in a collaborative culture.

Benefits

Professional growth opportunities

Training and development

Collaborative culture

Qualifications

• Regulatory/legal experience is essential for compliance matters.
• Degree in relevant subject required, with compliance qualifications beneficial.
• Experience in FCA regulation or within regulated environments is a plus.

Responsibilities

• Supervise analysts managing Appointed Representatives (ARs).
• Manage client relationships effectively through communication.
• Assess risks from ARs and manage resolutions directly.
• Assist with regulatory capital assessments and compliance.
• Participate in business development activities including pitches.

Skills

Regulatory/legal experience related to Appointed Representative regime

Understanding of control frameworks and risk management

Excellent numeracy and communication skills

Self-starter with prioritization ability

Management experience or interest in leadership

Attention to detail regarding FCA regulations

Problem-solving skills with little precedent

Team-oriented mindset with MS Office proficiency

Education

Degree level education (2:1 or above)

Relevant compliance qualifications (CISI, ICA)

Job description

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Appointed Representative - Senior Associate (Assistant Manager), London

Client: Langham Hall

Location: London, United Kingdom

Job Category: Other

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EU work permit required: Yes

Job Reference:

d30f43f30202

Job Views:

11

Posted:

12.08.2025

Expiry Date:

26.09.2025

Job Description:

Langham Hall is one of the fastest growing businesses in the alternatives fund administration sector. It provides premium quality accounting, administration, and investor reporting services to private equity and fund clients. The company has a presence in multiple locations worldwide and manages over $190bn of private equity and real estate funds.

Role: Senior Associate/Assistant Manager in the UK AIFM business, providing AIFM, Appointed Representative (“AR”), and Operator Services, with a focus on regulatory compliance, client management, and business development.

Key Responsibilities:

• Supervise and manage analysts monitoring ARs and daily operations of the sub-team.
• Manage client relationships through various communication channels.
• Assess risks posed by ARs and manage resolutions.
• Assist with internal compliance requirements, including regulatory capital assessments and risk management.
• Provide opinions on compliance matters for internal and external clients.
• Participate in business development activities, including pitching services.
• Review onboarding processes for ARs and Approved Persons.
• Lead meetings with clients to discuss business plans and regulatory updates.
• Oversee ongoing monitoring and compliance oversight of ARs.
• Review marketing materials and ensure regulatory compliance.
• Collaborate with team to resolve regulatory issues and stay updated on regulatory changes.
• Update and review compliance and operational policies regularly.

Skills, Knowledge and Expertise:

• Regulatory/legal experience related to the Appointed Representative regime and/or fund launching.
• Understanding of control frameworks and risk management processes.
• Excellent numeracy, interpersonal, organizational, and communication skills.
• Self-starter with the ability to prioritize multiple responsibilities.
• Management experience or interest in team leadership.
• Ability to interpret complex information and provide practical guidance.
• Attention to detail and lateral thinking about FCA rules and regulations.
• Problem-solving skills for various situations with little precedent.
• Team-oriented mindset and proficiency in MS Office.

Education/Qualifications:

• Degree level education (2:1 or above).
• Relevant compliance qualifications (CISI, ICA) beneficial.
• Experience in FCA regulation or regulated environments.

About Langham Hall: Langham Hall offers professional growth, training, and a collaborative culture, with opportunities to engage directly with clients and develop professionally. Visit their website: https://www.langhamhall.com/