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An established industry player is seeking a dedicated Appointed Representative Compliance Analyst to join their collaborative Regulatory Hosting team. This role offers the chance to engage with clients, develop essential skills in communication and teamwork, and pursue professional qualifications. The company emphasizes a supportive culture that values learning and growth, ensuring employees are well-equipped to deliver top-notch services. With a focus on regulatory compliance and client management, this position is perfect for those eager to make an impact in a dynamic environment.
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Langham Hall
London, United Kingdom
Other
-
Yes
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fc2eec4332f5
12
26.04.2025
10.06.2025
col-wide
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Key Responsibilities
{"htmlString":"u003culu003enu003cliu003enu003c!--block--u003eAdminister Appointed Representative services for a portfolio of clients acting in illiquid asset classes e.g. real estate, private equity.u003c/liu003enu003cliu003enu003c!--block--u003eClient relationship management including ongoing multi-channel communication such as face-to-face, telephone and emailu003c/liu003enu003cliu003enu003c!--block--u003eUndertake and, in time, take control of the take on and risk assessment process for Appointed Representatives.u003c/liu003enu003cliu003enu003c!--block--u003eCompletion of all relevant forms and liaison with the Financial Conduct Authority (“FCA”) in relation to the set-up of all Appointed Representatives and approved persons.u003c/liu003enu003cliu003enu003c!--block--u003eOngoing monitoring and oversight of all Appointed Representatives - ensuring controls and procedures are adequate and are being adhered to.u003c/liu003enu003cliu003enu003c!--block--u003eUpkeep of all client-related work tracking systems.u003c/liu003enu003cliu003enu003c!--block--u003eAssist in the resolution of regulatory issues or queries through research and discussion.u003c/liu003enu003cliu003enu003c!--block--u003eAssist in projects to improve service offering.u003c/liu003enu003cliu003enu003c!--block--u003eKeep abreast of regulatory changes which may impact the team or Appointed Representatives.u003c/liu003enu003cliu003enu003c!--block--u003eUpdate of policies and procedures to ensure compliance and efficiencyu003c/liu003enu003cliu003enu003c!--block--u003eSensitive conversations with our clients will be led by the senior management and will need to be documented by the Analyst who will be required to develop an intimate knowledge of our client’s businesses.u003c/liu003enu003cliu003enu003c!--block--u003eEnsuring that all permanent files are adequately maintained for new and existing customers.u003c/liu003enu003cliu003enu003c!--block--u003eDelivering work to the expected standard and 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Knowledge and Expertise
{"htmlString":"u003culu003enu003cliu003enu003c!--block--u003eEducation to degree level (2:1 and above desirable).u003c/liu003enu003cliu003enu003c!--block--u003ePrevious experience in FCA regulation would be an advantage however is not essential.u003c/liu003enu003cliu003enu003c!--block--u003eAn understanding of the principles of control frameworks and risk management processes.u003c/liu003enu003cliu003enu003c!--block--u003eAbility to present information and respond to questions from within the team and from clients.u003c/liu003enu003cliu003enu003c!--block--u003eExcellent attention to detail and an inquisitive mind-set.u003c/liu003enu003cliu003enu003c!--block--u003eAbility to think laterally about the practical application of the FCA rules and regulations.u003c/liu003enu003cliu003enu003c!--block--u003eAbility to solve practical problems and deal with a variety of situations for which there may be little precedent.u003c/liu003enu003cliu003enu003c!--block--u003eAbility to work in a small team environment with focused and hardworking individuals.u003c/liu003enu003cliu003enu003c!--block--u003eAbility to plan effectively and prioritise workload.u003c/liu003enu003cliu003enu003c!--block--u003eThe individual must have excellent interpersonal, organisational and communication skillu003c/liu003enu003cliu003enu003c!--block--u003eStrong numeracy and written communication skills.u003c/liu003enu003cliu003enu003c!--block--u003eStrong MS Office skills.u003c/liu003enu003c/ulu003e","featureFlags":{"job_templates":"enabled"},"companySettings":{"edit_offer_before_send":true,"advanced_search":true,"facebook_advert":true,"bulk_download":false,"move_to_hired_on_offer_acceptance":true,"bulk_email_job_seekers":false,"workflow_automation":true,"cronofy_enterprise_connect":true,"job_requisition_management":true,"essential_cookies_only":false,"use_company_from_address":true,"semi_private_comments":false,"additional_statuses":true,"multiple_company_themes":false,"strict_ofccp_compliance":false,"grouped_jobs":false,"move_to_any_job":true,"remove_logo_from_email_template":false,"candidate_job_preferences":false,"automatically_reject_referrals":false,"indeed_feed_stages":false,"variable_sign_off_signatories":true,"react_select_on_external_jobs":false,"monitor_with_rum":false,"restricted_cronofy_oauth_scope":false,"application_national_identifiers":false,"allow_inactive_structures":false,"visible_other_applications":true,"allow_editing_job_requisition_fields":true,"two_column_sidebar":false,"multiple_job_postings":false,"max_applications":false,"group_interviews":false,"create_requisitions_for_existing_jobs":true,"team_rejection_notification":false,"send_pdf_copy_of_application":false,"disable_indeed_feed":false,"vonq_v2":true,"redirect_to_custom_subdomain":true,"add_cc_and_bcc_to_email":true,"allow_creating_company_teams":false,"manually_send_offers":false,"private_calendar_events":true,"candidate_details_in_offer_header":false,"show_date_in_offer_header":true,"show_job_seekers_in_all_candidates":false,"talent_pipeline":true,"anonymous_screening":true,"candidate_surveys":true,"task_management":true,"offer_management":true,"referral_management":true,"advanced_reporting":true,"allow_cover_letters":true,"location_city_state":false,"dei_reports":true,"accessible_date_and_phone":false,"enable_redaction":true,"internship_programme":false,"document_templates_on_stage":true,"stage_visibilities":true,"onboarding_v2":false,"limit_onboarding_to_hired_candidates":false,"personal_details_auto_update":true,"group_assessments":true,"enforce_all_offer_fields_required":false,"resume_parsing":true,"custom_job_posting_locations":false,"offer_splitting":false,"indeed_locale_url":false,"download_pdf_application":true,"workflow_automation_v2":false,"disable_cookie_dialog":false,"linkedin_job_postings":false,"talent_pipeline_v2":true,"require_headcount":false,"onboarding_v1":true,"skills":true,"careers_site_builder_v2":false,"extra_monitoring_for_automations":false,"questionnaires":false,"candidate_policy_plucking":false,"stage_groups":false,"docusign_logging":false,"enable_cronofy_event_deletion_tracking":false},"enabledLocaleKeys":["en"],"userRoles":null,"onboardingSettings":{"isOnboardingEnabled":false}}About Langham Hall
Langham Hall provides premium quality accounting, fund administration and investor reporting services to Real Estate and Private Equity Fund clients. Langham Hall invests in people and in developing them professionally. We are extremely proud of our leadership-focused culture which fosters a dedicated, approachable and collaborative way of working. We offer the opportunity to progress your career and study professional qualifications; through intensive training and where applicable, full exam tuition and study support.Langham Hall is a fast-growing company and as such staff experience a variety of responsibilities and inclusion in exciting initiatives beyond their day-to-day role. Employees are supported and encouraged to deliver a first-class service and opportunities are identified at an early stage for employees to engage with our clients which enables them feel involved and challenged in their work.