Alternatives Compliance Lead — AI-Driven Risk & Advisory

LGBT Great; Greater London; Hybrid; GBP 90.000 - 150.000; Vollzeit

Zusammenfassung

PIMCO is seeking an Alternatives Compliance professional to join the EMEA Regulatory Compliance team, focusing on the Alternatives business and the EMEA Control Group. The role combines hands-on oversight with practical advisory support across the investment lifecycle, leveraging AI tools to enhance efficiency and governance.

The successful candidate will bring extensive AFC experience, strong regulatory knowledge in UK/EU markets, and the ability to provide practical, commercial risk-based

Qualifikationen

• Bachelor’s degree or equivalent qualification in a relevant subject area is required.
• Extensive compliance experience supporting alternative investments and private markets, with strong knowledge of relevant UK and EU regulatory requirements.
• Practical anti-financial crime experience, including AML/KYC, sanctions, anti-bribery and corruption, fraud, tax evasion prevention and third-party risk management.
• Experience conducting transaction due diligence, including assessment of counterparties, beneficial ownership, and complex ownership and control structures.
• Experience with conflicts management, MNPI/inside information, information barriers, restricted and watch lists, wall crossings, market soundings and Control Group activities is highly desirable.

Aufgaben

• Act as a trusted compliance partner to Alternatives portfolio managers, product strategists, support teams and business leaders, providing practical, commercial and risk-based advice in a fast-paced environment.
• Advise on new strategies, fund formations, co-investments, third-party relationships and conflicts, partnering with Legal and other stakeholders to identify and mitigate regulatory, conduct and reputational risks.
• Provide compliance support throughout the investment lifecycle, including transaction-related due diligence and the assessment of counterparties, ownership and control structures.
• Execute and enhance compliance monitoring and controls relating to allocations, conflicts of interest, inside information, anti-financial crime and other relevant compliance risks.

Kenntnisse

Compliance advisory

Risk management

Regulatory knowledge

Communication

Team collaboration

Ausbildung

Bachelor’s degree in a relevant subject

Tools

AI tools

Jobbeschreibung

PIMCO is seeking an Alternatives Compliance professional to join the EMEA Regulatory Compliance team, focusing on the Alternatives business and the EMEA Control Group. The role combines hands-on oversight with practical advisory support across the investment lifecycle, leveraging AI tools to enhance efficiency and governance.

The successful candidate will bring extensive AFC experience, strong regulatory knowledge in UK/EU markets, and the ability to provide practical, commercial risk-based