Administration and Compliance Manager (REMOTE)
BBBH55903_1737453748
About the Firm
This award-winning firm, based in Mayfair, is known for its modern, forward-thinking approach and market leadership. They promote a culture of freedom, autonomy, and flexibility, with most staff working remotely. The firm values staff development and offers structured progression and opportunities for rewards.
The Role
Finance & Subscriptions
- Review and approve payments in Business and Commercial Banking
- Draft monthly financial reports in collaboration with the accountant
- Serve as the management point of contact for SRA audits and the production of annual statutory accounts
- Arrange insurance renewals (PII, Cyber, etc.)
- Manage annual renewal of SRA and CQS registrations
Human Resources (HR)
- Manage recruitment processes from requirement specification to employment contract signing
- Manage BrightHR system as the main company contact and 'super-user'
- Liaise with BrightHR regarding discipline and grievance incidents
- Coordinate and approve staff leave and time off
- Handle payroll bureau communications and confirm monthly payroll changes
- Maintain staff handbook and HR policies
- Act as the company health & safety officer
Information Technology (IT)
- Serve as the company contact for IT support, including ordering services and approving invoices
- Arrange IT equipment provision, replacements, and repairs
- Manage LEAP practice management system, including license allocation and library maintenance
- Act as IT Security Officer (ITSO)
COFA/Compliance
- Must be approved by the SRA as a qualified COFA
- Ensure policies meet SRA and government standards
- Review and sign off client account reconciliation statements
- Maintain the Breach Log
- Review LEAP matter records for compliance during onboarding and closure
- Address staff queries on compliance issues and assist with complex cases
Requirements:
- 5+ years of relevant experience
- Dynamic, personable, with strong communication skills
- Experience managing a team or department
- Experience in training or mentoring juniors is advantageous
Salary & Benefits:
- Competitive, negotiable salary based on experience
- Excellent benefits, including flexible home working
- Supportive, modern, and friendly working environment
- High-quality work environment