12 MONTH CONTRACT (TEMP TO PERM): SENIOR COMPLIANCE ADVISORY MANAGER – EXPERIENCE OF PENSIONS O[...]

Compliance Recruitment Solutions; London; Hybrid; GBP 50,000 - 80,000; Full time

Job summary

An established industry player is seeking a Senior Compliance Advisory Manager for a 12-month contract. This role involves reviewing operational procedures, advising on regulatory matters, and enhancing compliance controls in the Investments and Pensions sector. With a flexible work-from-home arrangement, you will be part of a dynamic team that values compliance expertise. If you have a strong background in compliance and are looking for an opportunity that could lead to a permanent position, this role offers a unique chance to make a significant impact while advancing your career.

Qualifications

• Solid compliance experience advising on policies and procedures.
• Experience with day-to-day issues in Pensions and Retail Investments.

Responsibilities

• Review and suggest amendments to operational standard procedures.
• Advise on regulatory interpretation and breaches.

Skills

Compliance Advisory

Pensions Knowledge

Retail Investments Knowledge

Regulatory Interpretation

Job description

12 MONTH CONTRACT (TEMP TO PERM): SENIOR COMPLIANCE ADVISORY MANAGER – EXPERIENCE OF PENSIONS OR RETAIL INVESTMENTS REQUIRED

Ref: 4110D

Our client, a leading Investments & Pensions company, is seeking to recruit a Compliance Advisory Manager to assist on a new project. Duties include:

1. Review operational standard procedures and suggest amendments and/or enhanced controls where needed.
2. Assist in implementing any changes to SOPs required.
3. Advise the business on regulatory interpretation as required on a day-to-day basis.
4. Advise on breaches and complaints.

You should have solid compliance experience advising on policies & procedures as well as day-to-day issues covering Pensions and/or Retail Investments.

The role is 3 days per week WFH and 2 days in the City of London office. Although offered as a 12-month salaried contract, if successful and desired, it may be converted into a permanent role within 12 months.

If interested, please send your details to our MD, David Symes FCA, at [e-mail] (including a contact number & email). Please note we cannot reply to all applications; only successful applicants will be contacted. Your details will not be shared without permission.

Compliance Recruitment Solutions Limited (CRS) acts as an employment agency for this role. All applicants must be legally entitled to work in the UK. By applying, candidates accept this information and confirm that their details are accurate to the best of their knowledge.

Ethical, expert & professional recruitment by former compliance officers, specialising in AML & financial crime (including anti-bribery & corruption).

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