Risk & Compliance Analyst — UCITS/AIF Monitoring

TravelCenters of America; Valencia; On-site; EUR 35,000 - 52,000; Full time

Job summary

Apex Group Ltd (UK Branch) is seeking an Analyst - Risk and Compliance in Valencia to support the Investment Compliance Team. You will monitor UCITS/AIF compliance, investigate exceptions and help maintain policies and procedures within a dynamic fund administration environment.

The role requires a finance/economics background and strong English proficiency, with interaction across multiple departments and with fund stakeholders.

Qualifications

• Academic background in Finance/Economics/Accounting or numerical discipline.
• FRM or CFA designation is an asset.
• Full professional proficiency in written and spoken English.

Responsibilities

• Perform regular monitoring in relation to investment compliance restrictions for UCITS/AIF under management.
• Investigate and communicate the status of exceptions identified in relation to investment compliance restrictions, assess and propose classification of breaches.
• Contribute to ensuring the implementation and on-going review of procedures and policies related to investment compliance monitoring and risk management.
• Identify and monitor the risk profile of UCITS/AIF under management.
• Take an active part in the processes and systems enhancement by challenging, maintaining and contributing to the development of existing processes.
• Follow-up of compliance issues and maintain the communication with fund’s stakeholders such as investment managers, administrators, auditors, etc.
• Work closely with other departments and provide support to the clients with ad-hoc queries, new products, funds and/or strategies.
• Assist with regulatory reporting and ensure feed-back and support to colleagues and management

Skills

Communication

Analytical thinking

Critical thinking

English proficiency

Education

Finance/Economics/Accounting degree

Job description

Apex Group Ltd (UK Branch) is seeking an Analyst - Risk and Compliance in Valencia to support the Investment Compliance Team. You will monitor UCITS/AIF compliance, investigate exceptions and help maintain policies and procedures within a dynamic fund administration environment.

The role requires a finance/economics background and strong English proficiency, with interaction across multiple departments and with fund stakeholders.