Senior Compliance Officer - Banking (m/w/d)

Larson Maddox; Düsseldorf; Vor Ort; EUR 90.000 - 120.000; Vollzeit

Zusammenfassung

Larson Maddox is seeking a Senior Compliance professional to lead and further develop the German Compliance function in Düsseldorf.

You will oversee AML, MiFID/WpHG compliance, and risk assessments across the organization, advise management, coordinate examinations, and drive policy improvements.

This role requires deep regulatory knowledge, leadership, and strong communication with regulators and internal partners.

Qualifikationen

• Several years of relevant experience within Compliance in banking or a regulated financial institution.
• Strong knowledge of German and European banking regulation.
• Good understanding of MaRisk, WpHG/MiFID and AML/GwG requirements.
• Experience in Compliance monitoring, risk assessments, policies and controls.
• Exposure to regulators and/or regulatory examinations would be highly advantageous.
• Previous MLRO, Deputy MLRO or AML Officer experience is desirable.
• Leadership experience or clear readiness to take on responsibility for a small team.
• Strong stakeholder-management and communication skills.

Aufgaben

• Lead and develop the German Compliance function.
• Identify, assess and monitor Compliance risks across AML, sanctions, MiFID/WpHG, fraud prevention and ethics.
• Maintain and develop Compliance policies, procedures and internal controls.
• Act as a key Compliance adviser to management and operational business functions.
• Oversee the annual Second Line Compliance monitoring and control programme.
• Monitor relevant regulatory developments and coordinate their implementation.
• Coordinate and support regulatory examinations and responses to supervisory requests.
• Deliver Compliance training and awareness initiatives across the organisation.
• Support Compliance considerations relating to new products and business activities.

Kenntnisse

Regulatory Compliance

MaRisk & WpHG

AML & Sanctions

Regulatory Examinations

Leadership

Stakeholder Management

German & EU Banking Regulation

Governance & Controls

Jobbeschreibung

• Lead and further develop the German Compliance function
• Identify, assess and monitor Compliance risks across areas including AML, sanctions, MiFID/WpHG, fraud prevention and ethics
• Maintain and develop Compliance policies, procedures and internal controls
• Act as a key Compliance adviser to management and operational business functions
• Oversee the annual Second Line Compliance monitoring and control programme
• Monitor relevant regulatory developments and coordinate their implementation
• Coordinate and support regulatory examinations and responses to supervisory requests
• Deliver Compliance training and awareness initiatives across the organisation
• Support Compliance considerations relating to new products and business activities

Your Profile

• Several years of relevant experience within Compliance in banking or another regulated financial institution
• Strong knowledge of German and European banking regulation
• Good understanding of MaRisk, WpHG/MiFID and AML/GwG requirements
• Experience in Compliance monitoring, risk assessments, policies and controls
• Exposure to regulators and/or regulatory examinations would be highly advantageous
• Previous MLRO, Deputy MLRO or AML Officer experience is desirable
• Leadership experience or clear readiness to take on responsibility for a small team
• Strong stakeholder-management and communication skills