LATAM Compliance Lead – AVP, Regulatory & AML

PassFort; Santiago; In loco; CLP 6.000.000 - 9.000.000; Tempo pieno

Descrizione del lavoro

Moody’s is seeking a Country Compliance Officer to lead and support Moody’s Local Compliance Program across designated Latin American jurisdictions from Santiago, Chile. The role emphasizes regulatory guidance, risk management, and a culture of compliance.

You will coordinate initiatives across Peru, Colombia, Bolivia, and others, act as liaison with regulators, and oversee AML frameworks while guiding staff in policy adherence and risk mitigation.

Competenze

• Bachelor's degree or higher in Business, Law, Finance, or related field.
• Anti-Money Laundering certification preferred.
• 4-8 years of compliance experience at a financial regulator or regulated financial services firm, AML experience a plus.

Mansioni

• Coordinate compliance initiatives across designated Latin American jurisdictions.
• Serve as Compliance Officer and liaison with regulators; respond to inquiries.
• Support AML frameworks and act as AML Compliance Officer as required.
• Advise employees on Moody’s Local policies including securities trading and confidentiality.
• Conduct risk assessments and horizon risk analysis; identify emerging risks.
• Support Compliance Surveillance and Investigations teams; prepare training materials.
• Prepare reports for boards, regulators, and senior management; engage stakeholders globally.

Conoscenze

Compliance experience

Bilingual English/Spanish

Regulatory engagement

Regulatory knowledge

Attention to detail

Decision making

Ethics and integrity

AI concepts curiosity

Formazione

Bachelor's degree or higher in Business, Law, Finance, or related field

Anti-Money Laundering certification preferred

Descrizione del lavoro

Moody’s is seeking a Country Compliance Officer to lead and support Moody’s Local Compliance Program across designated Latin American jurisdictions from Santiago, Chile. The role emphasizes regulatory guidance, risk management, and a culture of compliance.

You will coordinate initiatives across Peru, Colombia, Bolivia, and others, act as liaison with regulators, and oversee AML frameworks while guiding staff in policy adherence and risk mitigation.