Wealth Planning Assistant

PROSPERA; New Westminster; Sur place; CAD 46 000 - 58 000; Plein temps

Avantages offerts par ce poste

Base salary plus incentives

Flexible Work Program

Flexible Benefits

Defined Contribution Retirement Plan

Vacation and Wellness Days

Professional development

Great Place to Work certified

Résumé du poste

Prospera Credit Union in New Westminster is seeking a Wealth Planning Assistant to support Investment Advisors and wealth customers, handling day-to-day administration and sales activities. You will assist with client meeting prep, paperwork, onboarding documents, and referrals across wealth services while ensuring CSI policies and regulatory compliance.

Flexibility, teamwork and attention to detail are essential as you contribute to service excellence and growth in our local Advice Centre.

Qualifications

• 2 years’ experience in financial services, preferably with wealth experience, including a thorough understanding of financial products and services.
• Effective verbal and written communication skills.
• Ability to anticipate needs of and provide superior service to customers and Investment Advisors.

Responsabilités

• Respond to and carry out customer requests and inquiries, particularly administrative tasks (EFT requests, account inquiries, meeting requests).
• Client meeting preparation: statements, onboarding documents, reminders, follow-up and procedures per referral onboarding service matrix.
• Review client accounts, transactions, debits/cash balances, and process trades per Investment Advisor instructions.
• Knowledge and use of Client Relationship Management tools and reports.
• Assist with customer segmentation and service matrix.
• Knowledge of insurance products and service administration, segregated fund administration.
• Ensure compliance with corporate policies and regulatory requirements.

Connaissances

Wealth experience

Financial products knowledge

Regulatory compliance

Formation

CSC

CPH

IIROC registration

Outils

CRM tools

Reports

Description du poste

• Operations
• Full-Time
• Requisition #: WEALT003170

Description

TEAM LOCAL is hiring

ProsperaCredit Union is a community-based, purpose-driven organization that offers our members a full range of financial products and services. As one of the largest credit unions in British Columbia, we help build vibrant, healthy communities, thriving local enterprises and financially empowered people. Prosperais proud to serve communities throughout the Lower Mainland, Fraser Valley and Okanagan.

We are currently seeking a Wealth Planning Assistant for our New Westminster Advice Centre. You will beresponsible for providing support to our Investment Advisors (IAs) and wealth customers, primarily assisting the IAs with their day-to-day administration and sales and service activities efficiently and effectively. The Wealth Planning Assistant assists with completing all sales and identifying additional opportunities to refer wealth customers to other lines of business at Prospera.

What you’ll do:

• Respond to and carry out customer requests and inquiries, particularly those of an administrative nature (EFT requests, account inquiries, meeting requests etc.).
• Client meeting preparation: preparing applicable statements/paperwork/onboarding documents, customer reminders (including materials to bring to meeting), post meeting duties, follow-up and procedures per referral/onboarding service matrix.
• Comprehensive knowledge and execution of CSI policies and procedures: daily review of client accounts, transactions, debits/cash balances, trades, and process trades with written instructions from Investment Advisor.
• Thorough knowledge of Client Relationship Management tools and reports.
• Assist with customer segmentation and service matrix.
• Knowledge of insurance products and service administration, segregated fund administration.
• Ensure all corporate policies, procedures and guidelines are adhered to including compliance with legislative and regulatory requirements to mitigate the risk of loss to the Credit Union and members (i.e. compliance, money laundering, privacy, etc.
• Mitigate risk of loss by maintaining timely, effective controls and follow up.
• Actively participate in Branch Sales and Service related meetings.
• Provide support to team members, Manager, retail employees and partners.

What you bring:

• 2 years’ experience in financial services, preferably with wealth experience, including a thorough understanding of financial products and services.
• Nice to have: Completion of Canadian Securities Course (CSC), Completion of Conduct & Practices Handbook (CPH), IIROC registration.
• Effective verbal and written communication skills.
• Ability to anticipate needs of and provide superior service to customers and IAs.
• Team-oriented with excellent relationship building and interpersonal skills.
• Exceptional attention to detail and task prioritization.
• Critical thinking, resourcefulness and problem-solving skills.
• Willingness and ability to work independently.
• Knowledge of industry, products and services.

What We Offer:

• Prospera offers a total compensation package of base salary plus incentives that is market competitive and reviewed annually. Our expected starting salary for this role is $46,000 to $57,500 based on the successful candidate’s knowledge, experience and internal equity.
• Flexible Work Program for some of our roles – ask us!
• Flexible Benefits Program – pick and choose what works best for you.
• Defined Contribution Retirement Plan – let’s start saving and keep your future in mind.
• Vacation, Wellness and “Prosperian” Days – paid time off to support your overall well-being.
• Professional development – come grow your career and develop your skills.
• A supportive, collaborative work environment- we’re proud to be a Great Place to Work certified organization.

Please Note: The successful candidate will be required to complete a background check which include criminal, credit, and reference checks. If you require accommodation during any part of the recruitment process, please let us know.

Diversity, Equity & Inclusive Hiring Process

At Prospera, together, we build vibrant and healthy communities by leveraging our unique backgrounds, talents, and perspectives to create a workplace where everyone can thrive. Diversity, equity, and inclusion are at the heart of everything we do, and we are committed to a continuous journey to ensure every employee feels valued and empowered. We follow a fair and equitable hiring process to ensure all candidates are considered based on their skills, experience, and potential. When you join Prospera, you’re not just taking a job—you’re becoming part of a team that celebrates individuality and works collectively to make a positive impact.

At Prospera, we believe you belong here. We’re committed to ensuring an accessible and obstacle-free hiring process. If you need accommodations at any stage, contact [e-mail]. All requests are handled with respect and confidentiality.