Trade Execution/Investment Associate

RBC; Surrey; On-site; CAD 37,000 - 45,000; Full time

Job summary

An established industry player is seeking an Investment Associate to join its Private Investment Management Team. In this dynamic role, you will execute trades, support portfolio management, and ensure models are updated regularly. Your meticulous attention to detail and strong communication skills will be key as you interact with clients and team members. This position offers a collaborative work environment and a chance to make a significant impact in helping clients achieve their financial goals. If you're passionate about investment management and looking to grow in a supportive culture, this opportunity is perfect for you.

Benefits

Comprehensive Total Rewards Program

Flexible benefits

Competitive compensation

Bonuses and commissions

World-class training program

Qualifications

• Minimum of 2 years of experience in the securities industry.
• Strong attention to detail and excellent time management skills.

Responsibilities

• Execute trades and rebalance portfolios.
• Review cash balances for investment or debit coverage.
• Maintain Private Investment Management Dashboard.

Skills

Account Management

Communication

Customer Success

Decision Making

Foreign Currency

Interpersonal Relationships

Investment Management

Investment Risk Management

Teamwork

Time Management

Trade Execution

Wealth Management

Education

Canadian Securities Course (CSC)

Conduct and Practices Handbook Course (CPH)

Tools

Microsoft Office Suite

Job description

Job Summary

Job Description

What is the opportunity?

RBC Dominion Securities is a relationship-focused investment and wealth management firm that consistently ranks #1 in Canada. We are proud of our collaborative, supportive culture that enables success at every level and equips us to help our clients achieve their financial goals.

The RBC Dominion Securities branch located in White Rock is seeking an Investment Associate (Trade Execution Specialist) to join a successful Private Investment Management Team. You will execute all portfolio trading and support the Portfolio Manager in keeping portfolio models up to date.

What will you do?

• Execute trades and rebalance portfolios.
• Execute model portfolio changes - trade execution only.
• Exchange foreign currency when needed.
• Keep models up to date on a weekly/monthly basis.
• Review cash balances (debits & credits) for investment or debit coverage for discretionary and non-discretionary accounts.
• Execute all other trading for team members (i.e. post client review portfolio changes, monthly AFT & RIF payments, EFTs & wire transfers) – trade execution only.
• Debit forecasting – reviewing accounts to ensure cash balances for quarterly fees.
• Review and maintain Private Investment Management (PIM) Dashboard. Keeping client accounts on side with regards to their current Investment Policy Statement (IPS).
• Review and maintain daily reports for investment of funds (i.e. deposits, contributions, PACs).
• Review and execute on any reorg notices.
• Draw on your social media skills to update the team’s communication channels, including websites, LinkedIn, Facebook, brochures, newsletters.

What do you need to succeed?

Must-have

• Canadian Securities Course (CSC) and Conduct and Practices Handbook Course (CPH).
• Strong Microsoft Office Suite skills.
• Meticulous attention to detail and excellent time management skills.
• Minimum of 2 years of experience in securities industry.

Nice-to-have

• Knowledge of RBC Dominion Securities’ systems and procedures, an asset.
• Highly developed technical skills.
• Exceptional written and verbal communication skills.

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable.
• Leaders who support your development through coaching and managing opportunities.
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high-performing team.
• A world-class training program in financial service.

Compensation for this position (including salary and discretionary/variable incentive payments) will be determined by factors, including but not limited to the candidate’s experience, skills, registration status, performance, individual goals; market conditions; and business needs.

The expected base salary range for this position is $37,500 - $45,000.

This position may be eligible to receive a discretionary/variable incentive payment up to 1.0x base salary.

Job Skills

Account Management, Communication, Customer Success, Decision Making, Foreign Currency, Interpersonal Relationships, Investment Management, Investment Risk Management, Teamwork, Time Management, Trade Execution, Wealth Management.

Additional Job Details

Address: 2626 CROYDON DR:SURREY

City: SURREY

Country: Canada

Work hours/week: 37.5

Employment Type: Full time

Platform: WEALTH MANAGEMENT

Job Type: Regular

Pay Type: Salaried

Posted Date: 2025-01-30

Application Deadline: 2025-04-05

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above.

Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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