Technology Audit Manager – Capital Markets

Kelly; Toronto; Hybrid; CAD 120,000 - 180,000; Full time

Job summary

Kelly in Toronto is seeking an experienced Technology Audit Manager to lead capital markets technology audit engagements. You will manage end-to-end audits, test IT general controls and application controls, and evaluate control design and operating effectiveness across critical platforms.

The role requires 5+ years in internal or external audit with a technology focus, strong analytical skills, and the ability to mentor junior staff while coordinating audit activities in a hybrid work

Qualifications

• 5+ years in internal or external audit focused on technology.
• Hands-on ITGCs and application controls testing.
• Experience auditing technology environments in Banking/Financial Services.
• Strong analytical, documentation, communication, and stakeholder skills.
• Ability to work independently while collaborating across teams.

Responsibilities

• Execute end-to-end technology audit engagements.
• Test IT General Controls (ITGCs) and Application Controls across platforms.
• Evaluate design and operating effectiveness of technology controls.
• Prepare audit workpapers, findings and recommendations with documentation.
• Conduct risk assessments and contribute to audit planning.
• Validate remediation efforts and management action plans.
• Identify control gaps and propose improvements.
• Mentor junior auditors and assist with audit administration.

Skills

Technology audit

ITGC testing

Application controls

Stakeholder management

Job description

Immediate Hiring | Technology Audit Manager - Capital Markets | Toronto, ON (Hybrid)

Job Title: Technology Audit Manager - Capital Markets

Location: Toronto, ON (hybrid)

Duration: Full Time / Permanent

Key Responsibilities

• Execute end-to-end technology audit engagements in accordance with internal audit standards and regulatory requirements.
• Perform testing and validation of IT General Controls (ITGCs) and Application Controls across critical technology platforms.
• Evaluate the design and operating effectiveness of technology controls supporting key business processes.
• Prepare comprehensive audit workpapers, findings, and recommendations with clear supporting documentation.
• Conduct risk assessments and contribute to audit planning activities.
• Validate remediation efforts and management action plans to ensure timely resolution of audit findings.
• Identify control gaps and recommend improvements to strengthen technology risk management and operational effectiveness.
• Monitor emerging technology, cybersecurity, regulatory, and industry trends impacting the financial services sector.
• Mentor junior auditors by providing technical guidance and supporting their professional development.
• Assist with audit administration, reporting, and coordination of audit activities.

Required Qualifications

• 5+ years of experience in Internal Audit or External Audit, with a strong focus on Technology Audit.
• Hands-on experience testing IT General Controls (ITGCs) and Application Controls.
• Experience auditing technology environments within the Banking or Financial Services industry.
• Strong understanding of technology risk, internal controls, audit methodologies, and regulatory expectations.
• Excellent analytical, documentation, communication, and stakeholder management skills.
• Ability to work independently while collaborating effectively across audit and business teams.

Preferred Qualifications

• Experience auditing technology supporting Capital Markets environments, including:
• Fixed Income
• Equities
• Commodities
• Exposure to technology audits within Wealth Management, Securities, Personal Banking, or Business Banking
• Professional certifications such as CISA, CPA, CIA, CISSP, or related credentials are an asset.