Manager, Wealth Management – Internal Audit

Jobtailor; Toronto; On-site; CAD 90,000 - 130,000; Full time

Job summary

RBC Wealth Management Canada is seeking an experienced Internal Audit professional to independently evaluate internal controls, risk management and governance across the Wealth Management platform. You will support audit leads and collaborate with teams to plan and execute audits.

The role emphasizes data analytics and visualization, stakeholder relationship building, and leading small projects. Familiarity with Canadian, US and international regulatory standards is a plus.

Qualifications

• Professional designation in good standing (CPA, CIA or equivalent) and an undergraduate degree.
• Minimum 3–5 years of demonstrated audit experience.
• Strong problem solving and interpersonal, written and verbal communication skills.
• Financial Institution experience is a nice-to-have.
• Wealth Management knowledge is a nice-to-have.
• Knowledge of Canadian, US and International regulatory standards and auditing standards in financial securities is a nice-to-have.
• Understanding of advanced analytics and data visualization tools and reporting is a nice-to-have.

Responsibilities

• Provide independent evaluation of adequacy and effectiveness of internal controls, risk management and governance.
• Support audit leads to execute audit plans end-to-end.
• Collaborate with other auditors to plan and execute audits per standards.
• Assess effectiveness of controls to draw conclusions to audit programs.
• Execute data analytics and create simple visualizations.
• Manage relationships with audit clients and stakeholders.
• Lead small audit projects and issue validation.
• Stay abreast of regulatory and business changes impacting Wealth Management.

Skills

Internal Controls Evaluation

Risk Management Assessment

Governance Processes Evaluation

Audit Planning

Fraud Prevention

Data Visualization

Audit Methodology

Regulatory Standards Knowledge

Financial Securities Processes

Problem Solving

Education

Undergraduate degree

Tools

Data Analytics Tools

Reporting Tools

Job description

• Provide independent and objective evaluation of the adequacy and effectiveness of the internal controls, risk management practices, governance processes, and fraud prevention and detection in the Wealth Management Canada platform.
• Support the audit leads to execute audit plans from end to end.
• Collaborate with other auditors or audit groups to effectively plan and execute audits in accordance with RBC internal audit methodology and standards.
• Assess effectiveness of internal controls, risk management practices and governance processes in order to draw conclusions to complete the audit programs.
• Execute data analytics and create simple visualization.
• Effectively manage relationships and build credibility with audit clients and key stakeholders.
• Take initiatives to lead small audit projects and issue validation.
• Keep abreast of organizational, regulatory, product, strategic and financial changes and/or trends impacting Wealth Management business platform.

Requirements

• You hold a designation in good standing in one or more of the following: CPA, CIA or equivalent, as well as an undergraduate degree.
• Minimum 3-5 years of demonstrated audit experience.
• Strong problem solving and interpersonal, written and verbal communication skills.
• Financial Institution experience (nice-to-have).
• Knowledge of Wealth Management business and functions (nice-to-have).
• Knowledge of Canadian, US and International regulatory standards, auditing standards and business processes in the financial securities environment (nice-to-have).
• Understanding of advanced analytics and data visualization tools and reporting (nice-to-have).

Core Competencies

Demonstrates expertise in evaluating internal controls, risk management practices, and governance processes within the Wealth Management sector, while effectively managing audit projects and stakeholder relationships. Proficient in data analytics and visualization to support audit execution and reporting.

Highest-signal resume keywords

• CPA
• CIA
• Audit Experience
• Data Analytics
• Wealth Management Knowledge

ATS Optimization Keywords

Hard Skills

• Internal Controls Evaluation
• Risk Management Assessment
• Governance Processes Evaluation
• Audit Planning
• Fraud Prevention
• Data Visualization
• Audit Methodology
• Regulatory Standards Knowledge
• Financial Securities Processes
• Problem Solving

Soft Skills

• Interpersonal Skills
• Written Communication
• Verbal Communication

Certifications & Qualifications

• CPA
• CIA

Industry Keywords

• Wealth Management
• Financial Institution
• Canadian Regulatory Standards
• US Regulatory Standards
• International Regulatory Standards
• Auditing Standards

Tools & Technologies

• Data Analytics Tools
• Reporting Tools