Sr. Manager, Investment Oversight & Fiduciary Compliance

Charles Schwab Corporation; Saskatchewan; On-site; CAD 80,000 - 120,000; Full time

Job summary

An established industry player is seeking a Sr. Manager of Investment Oversight to enhance their investment portfolio management. This pivotal role involves overseeing investment compliance, leading quarterly reporting, and collaborating with partners to improve oversight processes. The ideal candidate will bring over a decade of experience in investment oversight and data analysis, coupled with strong project management skills. Join a forward-thinking organization dedicated to making a significant impact in the finance sector, where your expertise will drive innovation and excellence in charitable giving.

Qualifications

• 10+ years of experience in investment oversight and data analysis.
• Strong proficiency in Microsoft Office, especially Excel and PowerPoint.

Responsibilities

• Oversee Schwab Charitable’s investment portfolio and resolve data discrepancies.
• Lead quarterly reporting to the Board of Directors and manage risk in trading.

Skills

Investment Oversight

Data Analysis

Project Management

Microsoft Excel

Microsoft PowerPoint

Education

Bachelor’s degree in accounting, finance, or related field

Tools

Microsoft Office

Job description

Your Opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

DAFgiving360 is an independent nonprofit organization created to increase charitable giving in the U.S. We offer a donor-advised fund program and related philanthropic tools and guidance that empower donors to incorporate charitable planning into their everyday lives and make a bigger difference in the world. Since our founding in 1999 as an 501(c)(3) public charity, DAFgiving360 donors have recommended over $40 billion in grants to more than 270,000 charities.

DAFgiving360 has entered into a services agreement with Charles Schwab & Co., Inc. for administrative and other services, including human resources. This position will be an employee of Charles Schwab & Co., Inc. and will be subject to its policies and procedures but will report to and be accountable to DAFgiving360 for day-to-day activities.

The Sr. Manager of Investment Oversight is responsible for overseeing Schwab Charitable’s investment portfolio and providing subject matter expertise to team members and partner groups to resolve data discrepancies and oversight issues. This role includes leading quarterly reporting to the Board of Directors, data collection and analysis for programs, investment compliance and performance reporting, and reviewing illiquid investments. The individual will collaborate with partners to implement system migrations, support third-party vendor workstreams, and improve oversight processes. Additionally, they will oversee securities trading, communicating with Investment Advisors and internal partners to manage risk and optimize trading outcomes.

What you have

Required Qualifications

• Bachelor’s degree in accounting, finance, or related field
• 10+ years of experience in investment oversight, monitoring, and data analysis
• Proficiency in Microsoft Office, especially Excel and PowerPoint, with strong presentation skills
• Project management skills, including attention to detail, task prioritization, and delegation

Preferred Qualifications

• Experience in financial services industry reporting, investment management processes, performance, and risk management

This role is eligible for salary, bonus, or incentive opportunities.