Sr. Auditor - 55719

S I Systems; Toronto; Hybrid; CAD 90,000 - 120,000; Full time

Job summary

Join a dynamic capital market audit team at a leading company. You will leverage your extensive audit experience to conduct thorough audits, enhance operational efficiencies, and present findings to clients and management in a supportive team environment. If you have expertise in banking audits and a commitment to integrity, this role offers an exciting opportunity for professional growth.

Qualifications

• 8+ years of relevant experience and hands-on audit expertise.
• Strong verbal and written communication skills.
• Ability to work multi-functionally and guide team members.

Responsibilities

• Execute end-to-end audits and present findings to audit management.
• Review internal processes and recommend improvements.
• Maintain compliance with regulatory guidelines and internal controls.

Skills

Communication

Multi-functional teamwork

Education

Undergraduate degree

Tools

MS Office

Job description

Business Unit: 4 - Global Audit, TDS, Wealth & Insurance

Duration: End of Oct

Extension possible: Possibly

Interview Process: 1 round

Work Location (Remote, Hybrid or Both?): Hybrid -Tues is anchor day

CANDIDATE PROFILE DETAILS:

Years of experience: 8+

Reason for request/why opened: backfill

% Interaction with Stakeholders: 40%

Team Size: 5-6

Project: They will be a part of the capital market audit team within banking. Audits include front office and business ops.

Selling Point of the position: The team is great to work for, great culture, team members are supportive.

How will performance be measured: Deliverables, deadlines

Best vs Average Candidate: if someone has banking audit exp, audit and capital market exp is the best

Candidates need to have hands on audit experience and not just experience working with auditors. Need to be able to speak to their experience.

SUMMARY OF DAY-TO-DAY RESPONSIBILITIES:

Are you ready to provide your subject matter expertise in executing audits for assigned business, function or project ranging in complexity in addition to leading moderately complex audits. Are you excited to explore processes and help provide recommendations for improved efficacies? If so, then join the capital market audit team and get the opportunity to:

• Provide expertise in executing end to end audits based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion

• Ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business

• Support the audit opinion as per internal controls and professional audit standards to present the findings and recommendations to client and audit management

• Manage follow-ups on the new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented

• Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies

• Stay knowledgeable about emerging trends and developments related with business, analytical tools and techniques to deliver quality results within tight timeframes

• Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence and handling confidential information with discretion

• Build a fair and positive work environment where team can openly report challenges and exchange ideas, knowledge and skills and maintain good working relationships with each other to achieve common goals

MUST HAVE:

• Over 8 years of relevant experience with undergraduate degree

• Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications

• Proficient to work multi-functionally, provide guidance to other team members and ensure good relations across teams and functions to work on projects that may require integration of cross functional processes

• Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment

NICE TO HAVE

• Experience/knowledge in capital markets preferred