Senior Deal Management & Compliance Lead

RBC

Toronto

On-site

CAD 110,000 - 140,000

Full time

14 days+

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Benefits offered by this job

Comprehensive Total Rewards Program
Flexible benefits
Competitive compensation
Bonuses

Job summary

A leading Canadian bank in Toronto is seeking an Associate Director, Deal Management to serve as a key Relationship Manager and Compliance advisor. The successful candidate will be responsible for managing compliance and relationship tasks within private-side business units. Candidates should have a university degree, over 5 years of compliance experience, and strong organizational skills. This position offers a competitive salary and comprehensive benefits within a collaborative working environment.

Qualifications

  • 5+ years of compliance experience.
  • Experience managing compliance information barriers program.
  • Ability to work independently managing multiple high priorities.
  • People management experience is an asset.

Responsibilities

  • Manage day-to-day relationship management and deal status updates.
  • Assist with administration of the conflicts identification policy.
  • Maintain associated policies and procedures up to date.
  • Lead ongoing enhancements to the compliance program.
  • Report compliance issues to senior management.

Skills

Audits
Compliance
Critical Thinking
Data Gathering & Analysis
Decision Making
Financial Regulation
Industry Knowledge
Interpersonal Relationship Management
Product Services
Risk Management
Strategic Thinking

Education

University degree or equivalent education

Job description

A leading Canadian bank in Toronto is seeking an Associate Director, Deal Management to serve as a key Relationship Manager and Compliance advisor. The successful candidate will be responsible for managing compliance and relationship tasks within private-side business units. Candidates should have a university degree, over 5 years of compliance experience, and strong organizational skills. This position offers a competitive salary and comprehensive benefits within a collaborative working environment.
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