Senior Compliance Officer

Our client, a financial institution, is seeking an experienced Senior Compliance Officer to join their Compliance and EAML Examination Program (CEEP) team for an initial 6 month contract. This second-line function is responsible for conducting regulatory compliance and EAML examinations across the Bank's global business lines and functional groups. With over 100 exams scheduled, we are looking for additional support to execute our mandate effectively.
This role offers an exciting opportunity to work closely with senior directors and associates, focusing on one examination at a time, ensuring high-quality delivery of planning, fieldwork, and reporting. The successful candidate will contribute directly to the Bank's compliance with regulatory requirements.
Hybrid Work Environment - Tuesdays, Wednesdays & 2nd Friday of each month in office
Key Responsibilities:

1. Plan, manage, and execute Regulatory Compliance Management (RCM) examinations
2. Assess the design and operating effectiveness of internal controls and processes
3. Ensure examinations are performed in accordance with CEEP standards and procedures
4. Collaborate with examination teams and stakeholders across Oversight Functions and Governance Groups
5. Support other examination portfolios within CEEP as needed
6. Prepare clear, concise reports summarizing key findings and recommendations

Qualifications:

Must Have:

1. 5-7+ years of experience in compliance, audit, or a related field
2. Strong knowledge of OSFI E-13 and Regulatory Compliance Management policies
3. Proven experience leading compliance reviews, audits, or examinations
4. Excellent communication and stakeholder engagement skills
5. University degree or college diploma
6. Former CIBC experience, particularly in Governance roles, is preferred

Nice to Have:

1. CPA, CIA, MBA, or other relevant designations or certifications
2. Background in financial services

If you are qualified and interested in this position, please send your resume to Satish Chandra Mishra at Satish@ifgpr.com in Word today.