Senior Compliance Business Oversight Manager (3168)

TD; Toronto; On-site; CAD 108,000 - 164,000; Full time

Job summary

An established industry player is seeking a Senior Compliance Business Oversight Manager to lead their Regulatory Compliance Management program. This role involves developing compliance frameworks, managing stakeholder relationships, and ensuring effective communication of compliance risks to executives. With a focus on collaboration and strategic oversight, you will guide a team in navigating regulatory trends and implementing best practices. Join a company that values diversity and offers growth opportunities in a supportive environment, where your expertise will contribute to the organization's success.

Benefits

Comprehensive Total Rewards package

Skill development opportunities

Diversity and inclusion initiatives

Qualifications

• 10+ years of relevant experience in compliance and risk management.
• Undergraduate degree and relevant professional certification required.

Responsibilities

• Lead a team responsible for oversight of compliance frameworks.
• Engage with executives to communicate compliance risks effectively.

Skills

Regulatory Compliance

Stakeholder Management

Team Leadership

Risk Management

Communication Skills

Education

Undergraduate Degree

Professional Designation/Certification

Job description

Senior Compliance Business Oversight Manager (3168)

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Job Details

• Location: Toronto, Ontario, Canada
• Hours: 37.5 hours/week
• Line of Business: Compliance
• Salary Range: $108,800 - $163,200 CAD

TD is committed to fair and equitable compensation, offering growth opportunities and skill development. Compensation varies based on skills, experience, location, and organizational needs. Candidates are encouraged to discuss salary expectations with recruiters.

Department Overview

The Global Compliance Department oversees Regulatory Compliance across TDBG, assessing the effectiveness of RCM programs, providing guidance, managing regulatory change, and reporting to senior leadership and the Board.

Role Summary

The Senior Manager, as part of Enterprise Corporate Office Compliance, will lead the RCM program, engaging with Corporate Functions and Risk Owners. The role involves providing objective advice, leading a team, developing compliance programs, managing stakeholder relationships, and ensuring effective communication of compliance risks to executives and the Board.

Key Responsibilities

• Lead and develop a team responsible for oversight of RCM frameworks and standards.
• Develop expertise in RCM and related compliance programs.
• Contribute to compliance program development and implementation.
• Provide guidance and challenge to oversight functions and risk owners.
• Engage with executive stakeholders and communicate compliance issues clearly.
• Understand the federated model and lines of defense.
• Prepare executive communications, policies, and standards.
• Partner with other compliance units, including US Compliance.
• Lead initiatives, forums, and represent compliance at meetings.
• Stay informed on regulatory trends and impacts.
• Provide thought leadership and knowledge sharing.

Minimum Requirements

• Undergraduate degree.
• Relevant professional designation/certification.
• 10+ years of relevant experience.

Additional Information

TD offers a comprehensive Total Rewards package, including salary, benefits, and development programs. The organization values diversity, inclusion, and accessibility, and is committed to supporting colleagues' growth and success.