Senior Auditor, ICFR Business Process Testing

TD Bank; Old Toronto; On-site; CAD 60,000 - 100,000; Full time

Job description

Senior Auditor, ICFR Business Process Testing

Location: Toronto, Ontario, Canada

Schedule: 37.5 hours per week

Industry: Audit

Job Description Summary:

Execute audits for an assigned business, function or project and/or provide audit expertise and execute audit processes as part of a team or as an individual contributor. May lead simple to less complex audits, related engagements and/or projects/initiatives.

Key Accountabilities:

Customer:

• Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion.
• Develop/contribute to the audit planning process for specific audits, ensuring appropriate programs and risk assessments are completed accordingly.
• Manage the ongoing audit communications process with the client during and subsequent to the audit.
• Present objective and independent audit opinion on the adequacy of internal controls in accordance with established professional audit standards, including presentation of findings and recommendations to client and audit management.
• Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy.
• Provide subject matter expertise and/or input to audit projects/initiatives as a representative for area of specialization.
• Lead/support the audit engagement and risk assessment process to identify key risks and identify opportunities where controls are missing or are inadequate to mitigate these risks.

Shareholder:

• Adhere to internal policies/procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contribute to the review of internal processes and activities and assist in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for own business area.
• May develop and provide complex reporting, analysis, and assessments at the functional or enterprise level.
• Prioritize and manage own workload to deliver quality results and meet assigned timelines.
• Keep current on emerging trends/developments and grow knowledge of the business, analytical tools and techniques and apply them where appropriate.
• Develop and deliver audit findings, presentations/communications to management or broader audience.
• Contribute to the analysis, due diligence and implementation of initiatives within defined area of responsibility.

Employee/Team:

• Continuously enhance knowledge/expertise in own area. Support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/points of interest.
• Identify and recommend opportunities to enhance productivity, effectiveness and operational efficiency.
• Establish effective relationships across multiple businesses.
• Participate in knowledge transfer within the team and business units.
• Work to achieve individual goals and support other team members in the achievement of team goals and divisional objectives.

Breadth & Depth:

• Experienced audit professional role providing guidance/assistance to function supported.
• Requires working professional level knowledge of the functional area and/or business areas supported.
• May lead simple to less complex engagements/initiatives.
• Independently perform tasks from end to end.
• Ability to process and handle confidential information with discretion.
• Generally reports to an Audit Group Manager or Senior Audit Group Manager role.

Experience & Education:

• Undergraduate degree or relevant professional certifications, accounting designations, or equivalent required.
• 3+ years of relevant experience.

About Us:
The TD is a global leader in the financial institutions sector. We serve over 27 million households and businesses across Canada, the United States, and worldwide.

Compensation and Benefits:
Our total compensation program includes base salary, variable compensation, and many key benefits.

Additional Information:
We are committed to helping our colleagues succeed in their personal and professional lives.

Accessibility:
Accessibility is important to us. Please let us know if you require any accommodations during the interview process.