Senior Audit Manager, Wealth Management

Socket.dev

Toronto

Hybrid

CAD 90,000 - 130,000

Full time

4 days ago
Be an early applicant
Application generator

A complete application in a minute — tailored resume and cover letter, ready to send.

Get past ATS filters

Benefits offered by this job

Competitive salary
Incentive pay
Benefits program
Employee share purchase plan
MomentMakers recognition program
Wellbeing support

Job summary

CIBC is seeking a skilled audit professional to strengthen governance and risk controls within Wealth Management. You will lead audits, develop risk-based plans, and partner with business teams to understand key processes and controls.

This hybrid role offers on-site 1-3 days weekly in Toronto, with remote work on other days, and a collaborative environment that values integrity, client focus, and professional growth.

Qualifications

  • Knowledge of auditing practices and accounting principles.
  • Strong understanding of Wealth Management regulatory environment in Canada.
  • Professional designation (CPA/CA/CMA/CFA/ACCA) or MBA.

Responsibilities

  • Audit planning and execution for large or complex businesses.
  • Audit reporting with clear assessment of control weaknesses.
  • People and assignment leadership during audits (not a people manager).

Skills

Audit planning
Audit reporting
Leadership

Education

Auditing designation (CPA/CA/CMA/CFA/ACCA)
MBA or business degree

Job description

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit CIBC.com

What you’ll be doing

In this role you will provide leadership in improving the overall control environment within CIBC while developing and maintaining strong relationships with business partners. As part of this work, you will act as an individual contributor or lead multi-skilled audit teams covering the Wealth Management Line of Business. In addition, you will identify business controls, design audit steps and perform testing of these key controls with the objective of providing an independent opinion on the design and effectiveness of these controls in accordance with industry best practices.

At CIBC we enable the workenvironment most optimal for youto thrive in your role. You’ll havethe flexibility to manage your workactivities within a hybrid workarrangement where you’ll spend1-3 days per week on-site, whileother days will be remote.

How you’ll succeed
  • Audit Planning and Execution - While you will contribute to developing the division’s risk- based annual audit plan, your main focus will be planning and managing the execution of audits of large or complex businesses by identifying and fully understanding the key business processes and their inherent risk, the control environment, both at the management or operational levels, and the potential residual risks.

  • Audit Reporting - Where relevant, you will identify significant business control weaknesses, and objectively assess the severity and materiality of the issues and their potential impact in a clear, concise and professional manner. You will also drive the reporting component of the audit.

  • People and Assignment Leadership - You will coach your team members on their developmental needs and provide leadership during individual assignments as well as team opportunities (this is not a people manager role).

Who you are
  • You can demonstrate experience in having a comprehensive knowledge of auditing practices and accounting principles and processes, and strong knowledge with a focus on Wealth Management (Asset Management, Brokerage and Private Wealth Management) and the related regulatory environment in Canada.

  • You’re a certified professional. Typically this knowledge is acquired through obtaining an auditing or accounting designations (e.g., CA, CMA, CFA, CPA, ACCA), a business degree (e.g., M.B.A.), in addition to business experience either in the banking and financial services world or internal / external audit assurance and consulting services.

  • You understand that success is in the details. You notice things that others don't. Your critical thinking skills help to inform your decision making.

  • You give meaning to data. You enjoy investigating complex problems, and making sense of information. You're confident in your ability to communicate detailed information in an impactful way.

  • You're passionate about people. You find meaning in relationships, and surround yourself with a diverse network of partners. You build trust through respect and authenticity.

  • Values matter to you. You bring your real self to work and you live our values – trust, teamwork and accountability.

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.

  • We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.

  • Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.

  • We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.

*Subject to plan and program terms and conditions

What you need to know
  • CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com

  • CIBC is committed to clarity in our hiring process. All roles posted are opportunities we’re actively recruiting for, unless stated otherwise.

  • You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.

  • We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).

  • We use artificial intelligence tools during the recruitment process. Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.

Job Location

Toronto-81 Bay, 26th Floor

Employment Type

Regular

Weekly Hours

37.5

Skills

Audit Assurance, Audit Planning, Audit Reporting, Communication, Internal Controls, Leadership, Regulatory Compliance, Wealth Management

Get your free, confidential resume review.
or drag and drop your file here.
Similar jobs

Similar jobs worth comparing

Senior Audit Manager, Personal & Business Banking Channels
Senior Audit Manager, Personal & Business Banking Channels

CIBC • Toronto

Hybrid
CAD 120,000 - 160,000
Competitive salary
Pension plan
Employee share purchase plan
+1
Audit Manager, Technology Operations & Security
Audit Manager, Technology Operations & Security

CIBC • Toronto

Hybrid
CAD 90,000 - 120,000
Competitive salary
Incentive pay
Banking benefits
+4
Audit Manager, Technology Operations & Security
Audit Manager, Technology Operations & Security

Canadian Imperial Bank of Commerce • Toronto

Hybrid
CAD 90,000 - 120,000
Competitive salary
Health benefits
Pension plan
+3
Senior Manager, Internal Audit - Wealth Management
Senior Manager, Internal Audit - Wealth Management

RBC • Toronto

On-site
CAD 150,000 - 190,000
Manager, Finance Governance & Controls (12 months)
Manager, Finance Governance & Controls (12 months)

Socket.dev • Toronto

On-site
CAD 100,000 - 150,000
Associate Branch Manager, Wood Gundy-Bilingual
Associate Branch Manager, Wood Gundy-Bilingual

CIBC • Montreal (administrative region)

Hybrid
CAD 90,000 - 130,000
Competitive salary
Wellbeing support
Employee engagement programs
Senior Director, Special Products
Senior Director, Special Products

CIBC • Toronto

On-site
CAD 180,000 - 260,000
Competitive compensation & incentive {
Employee share purchase plan
Purpose Day paid leave
Administrative Assistant-Bilingual
Administrative Assistant-Bilingual

CIBC • Quebec

On-site
CAD 45,000 - 60,000
Competitive salary
Banking benefits
Employee share purchase plan
+3
Banking Centre Leader I
Banking Centre Leader I

CIBC • Redwater

On-site
CAD 75,000 - 95,000
Competitive salary
Defined benefit pension plan
Employee share purchase plan
+1
Client Associate (IR licensed) Wood Gundy
Client Associate (IR licensed) Wood Gundy

CIBC • Calgary

On-site
CAD 65,000 - 85,000