Senior Analyst, Compliance and Risk Management (12-Month Contract)

KPMG Canada; Quebec; Remote; CAD 54,000 - 81,000; Full time

Job summary

A leading financial services firm is seeking a Senior Analyst in Compliance and Risk Management for a remote position. The role involves conducting compliance audits, interpreting standards, and working independently with stakeholders. Ideal candidates will have post-secondary education and strong research and communication skills. The salary range is between $54,000 and $81,000, with potential bonuses and comprehensive benefits.

Benefits

Comprehensive rewards and benefits

Flexible work arrangements

Qualifications

• Strong ability to interpret compliance standards.
• Experience in high-volume environments with focus on quality.
• Responding professionally to inquiries related to policies.

Responsibilities

• Conduct personal independence compliance audits.
• Develop understanding of independence rules.
• Support compliance tasks and ad-hoc projects.

Skills

Research and analytical skills

Strong communication skills

Ability to work independently and remotely

Proficiency with Microsoft Office

Handling sensitive/confidential information

Business-level English proficiency

Education

Post-secondary education or equivalent work experience

Tools

Microsoft Excel

Job description

Senior Analyst, Compliance and Risk Management (12-Month Contract)

Join to apply for the Senior Analyst, Compliance and Risk Management (12-Month Contract) role at KPMG Canada

Overview

At KPMG, you’ll join a team of diverse and dedicated problem solvers, connected by a common cause turning insight into opportunity for clients and communities around the world.

Our Compliance & Risk Management Group in Business Enablement Services is looking for an Analyst, Risk Management, to join our growing team. The group helps ensure the firm and its personnel are in compliance with Professional, Regulatory, and KPMG Global policies and standards. This role focuses on monitoring compliance with standards and policies related to personal independence, including those established by the SEC, PCAOB, CPA Code of Professional Conduct, IESBA Code, and AICPA.

This is a remote position.

What You Will Do

1. Develop understanding of applicable independence rules and internal policies through consulting with subject matter experts and reviewing policies.
2. Conduct personal independence compliance audits and monitor adherence to standards.
3. Assess, summarize, and escalate potential policy breaches.
4. Respond to inquiries related to reporting investments in KICS and independence policies via help desk channels.
5. Assist with compliance tasks and ad-hoc projects as needed.
6. Support development of operational and project documentation.

Employees may need to work beyond normal hours to meet business needs and are supported through flexible work arrangements.

What You Bring To The Role

• Post-secondary education or equivalent work experience in business or finance.
• Research and analytical skills with the ability to interpret standards.
• Strong communication skills, professional and prompt responses.
• Experience in high-volume environments with quality and prioritization.
• Ability to work independently and remotely, engaging with stakeholders at all levels.
• Handling sensitive/confidential information appropriately.
• Proficiency with Microsoft Office, especially Excel (VLOOKUP, pivot tables).
• Business-level English proficiency.

The salary range for this position is $54,000 to $81,000, with potential bonuses, depending on location and qualifications. KPMG offers comprehensive rewards and benefits.

Our Values, The KPMG Way

Integrity, Excellence, Courage, Together, For Better

KPMG in Canada is an equal opportunity employer committed to diversity and inclusion. We welcome all qualified candidates and provide accommodations during the recruitment process.

For support or to request accommodations, contact KPMG’s Employee Relations Service at 1-888-466-4778.

Additional Information

Seniority level: Not Applicable

Employment type: Full-time

Job function: Finance and Sales

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