ScotiaMcLeod Investment Advisor

Scotiabank; Toronto; Presencial; CAD 65.000 - 90.000; Jornada completa

Descripción de la vacante

ScotiaMcLeod, a cornerstone of Scotia Wealth Management, is seeking an Investment Advisor to ensure a smooth transition of clients to the National Branch. You will manage client relationships, adhere to trading protocols, and promote products and services.

The role requires CIRO RR approval, strong compliance knowledge, and the ability to balance administrative duties with advisory responsibilities in a collaborative, growth-focused environment.

Formación

• Registered Representative (RR) approval with the Canadian Investment Regulatory Organization (CIRO).
• Clear understanding of industry and firm compliance regulations.
• Strong self-management and results orientation given many administrative duties.
• Proficiency in ScotiaMcLeod trading and account management systems is an asset.

Responsabilidades

• Complete all client documentation transfers from the original branch.
• Adhere to branch protocol when providing investment advice to help meet objectives.
• Manage existing client relationships and actively promote products and services.
• Stay up to date with regulatory rules and trading activities.
• Share knowledge and experience to support team development and meetings.

Conocimientos

Self-management

Results orientation

Client relationships

Compliance awareness

Herramientas

Trading systems

Descripción del empleo

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ScotiaMcLeod, a cornerstone of Scotia Wealth Management®, is a full-service wealth management firm with a proud history dating back to 1921. Known for service excellence, trusted advice, and a collaborative culture, we’re committed to helping clients grow and protect their wealth by understanding their complete financial picture-life, family, business, and future.
Our signature Enriched Thinking® approach brings together investment, wealth planning, and advisory specialists to deliver truly personalized solutions. You’ll be supported by an innovative, team-based environment that values integrity, client focus, and continuous growth.

At ScotiaMcLeod, you’re not just building a career—you’re joining a firm where ideas spark, collaboration thrives, and you’re empowered to reach your full potential while making a real impact in your clients' lives.

Purpose:

As the Investment Advisor you are responsible for ensuring clients have a smooth transition to the National Branch.

What You’ll be Doing:

• Responsible for successfully completing all client documentation is transferred from original branch
• Adhere to branch protocol when providing investment advice to clients to help meet investment objectives
• Manage existing client relationships and actively promote the products and services
• Adhere to all firm and regulatory policies by remaining up to date with regulatory rules and trading activities
• Display a high level of integrity and professionalism in all dealings with internal and external clients
• Actively share knowledge and experience to enhance development of the team and participate in meetings

Do you have the requirements for the role?

We'd love to work with you if you have:

• Approval as a Registered Representative (RR) withthe Canadian Investment Regulatory Organization (CIRO)
• A clear understanding of all industry and firm compliance regulations
• Strong self-management and results orientation as the role has many administrative duties
• Proficiency in ScotiaMcLeod trading and account management systems considered an asset

What’s in it for you?

• A rewarding career path and support towards your professional development and growth
• In-depth training and coaching to help you succeed in the role
• Competitive compensation package along with flexible benefits, performance bonus, and Employee Share Ownership Plan
• Be a part of and contribute to a culture of inclusion, diversity, and potential

#SWM

Location(s): Canada : Ontario : Toronto
Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here . Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.