Risk Regulatory and Compliance Consultant

TEEMA Solutions Group; Toronto; On-site; CAD 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Risk Regulatory and Compliance Consultant to enhance their compliance and risk management strategies. This role involves identifying and mitigating risks, developing frameworks, and ensuring adherence to regulatory standards. You'll collaborate with senior leadership to align compliance initiatives with business objectives while fostering a culture of compliance within the organization. If you have a passion for regulatory affairs and a keen eye for detail, this opportunity will allow you to make a significant impact in a dynamic environment focused on governance and risk management.

Qualifications

• Experience in regulatory compliance, risk management, and control assessment.
• Strong knowledge of risk management frameworks and compliance standards.

Responsibilities

• Identify, assess, and mitigate operational, financial, and compliance risks.
• Develop and implement risk management frameworks, policies, and controls.

Skills

Regulatory Management & Compliance

Compliance & Regulations

Risk Management

Risk Assessment

Governance, Risk Management, and Compliance (GRC)

Project Management

Analytical Skills

Communication Skills

Attention to Detail

Team Collaboration

Education

Relevant Certifications

Tools

GRC Platforms

Compliance Management Tools

Job description

The Risk Regulatory and Compliance Consultant may be responsible for but is not limited to:

Regulatory Compliance & Risk Management

Experience in regulatory compliance, risk management, and control assessment.

Risk Identification & Mitigation

Identify, assess, and mitigate operational, financial, and compliance risks.

Framework Development

Develop and implement risk management frameworks, policies, and controls.

Risk Assessments

Conduct risk assessments, gap analyses, and regulatory impact assessments.

Monitoring Emerging Risks

Monitor emerging risks and industry trends to proactively address potential compliance issues.

Regulatory Compliance

Ensure compliance with relevant industry regulations (e.g., GDPR, HIPAA, SOX, PCI-DSS, CCPA, Basel III, MiFID II, NIST, ISO 27001).

Advisory Role

Interpret and analyze regulatory changes and advise stakeholders on compliance requirements.

Compliance Programs

Develop and implement compliance programs, policies, and procedures.

Internal Audits

Conduct internal compliance audits and prepare regulatory reports.

Corporate Governance

Establish corporate governance frameworks and ethical standards.

Policy Enhancement

Design and implement policies and procedures to enhance regulatory compliance.

Leadership Collaboration

Work with senior leadership to align compliance strategies with business objectives.

Workshops & Training

Conduct workshops and awareness sessions on risk management and regulatory compliance.

Compliance Culture

Ensure ongoing compliance culture within the organization.

Regulatory Documentation

Prepare regulatory filings and documentation for compliance audits.

Stakeholder Liaison

Liaise with regulatory bodies, auditors, and external stakeholders.

Audit Findings Remediation

Address and remediate findings from audits and regulatory reviews.

Technology Solutions

Utilize technology-driven solutions for risk monitoring and compliance automation.

GRC Management

Assess and recommend tools for governance, risk, and compliance (GRC) management.

Cybersecurity Initiatives

Support cybersecurity risk management and data protection initiatives.

Knowledge of Frameworks

Strong knowledge of risk management frameworks (COSO, ISO 31000, NIST).

Regulatory Standards Familiarity

Familiarity with global regulatory standards and industry-specific compliance requirements.

GRC Platforms

Experience with GRC platforms and compliance management tools.

Analytical Skills

Strong analytical and problem-solving skills for risk analysis and mitigation.

Communication Skills

Excellent communication and stakeholder management skills.

Team Collaboration

Ability to work independently and collaboratively across multiple teams.

Skills Required

1. Regulatory Management & Compliance: Must have
2. Compliance & Regulations: Must have
3. Risk Management: Must have
4. Risk Assessment: Must have
5. Contract Risk & Compliance: Nice to have
6. Governance, Risk Management, and Compliance (GRC): Must have
7. Compliance Assessment: Nice to have
8. Audit Reviews: Nice to have
9. Compliance Audits: Nice to have
10. Risk Management Frameworks: Nice to have

Project Management

Strong organizational and project management skills.

Attention to Detail

Attention to detail and ability to interpret complex regulatory requirements.

Please include any certifications, industry knowledge, and experience, as well as any technologies that you have worked with.