Regional Manager, Wealth Planning & Strategy

TD; Surrey; On-site; CAD 98,000 - 137,000; Full time

Job summary

TD Wealth is seeking a Regional Manager, Financial Planning in Surrey, BC. You will provide team and sales leadership, business development, referrals and ongoing mentoring to achieve targets and support a dynamic culture of results.

Focused on wealth planning for the mass affluent, you will develop plans, mentor advisors, and manage portfolio performance while ensuring risk controls and regulatory compliance.

Qualifications

• University degree with over five (5) years' management experience at a senior level; five (5) years industry experience.
• Currently licensed as a Registered Representative with CIRO, or willing to complete requirements to become licensed within 6 months.
• Completion of the Investment Dealer Supervisors Course (IDSC) and additional regulatory requirements to be completed within required timeframes, where applicable.
• Strong communication and team management skills to exchange ideas and information with partners and team.

Responsibilities

• Oversee and lead a large and diverse reporting function for a high-risk, complex area; grow talent and career development.
• Lead Wealth Advice Specialists and Financial Planners to acquire and retain client relationships and earned business.
• Provide mentorship and ensure compliance; deliver strong results in a collaborative environment.

Skills

Leadership

Team management

Communication

Mentoring

Education

University degree

Job description

TD Wealth is seeking a Regional Manager, Financial Planning in Surrey, BC. You will provide team and sales leadership, business development, referrals and ongoing mentoring to achieve targets and support a dynamic culture of results.

Focused on wealth planning for the mass affluent, you will develop plans, mentor advisors, and manage portfolio performance while ensuring risk controls and regulatory compliance.