Operations Analyst (18-Month Term Contract)

PWL Capital Inc; Montreal; Remote; CAD 50,000 - 70,000; Full time

Job summary

PWL Capital Inc is seeking an Operations Analyst for an 18-month term contract in Montreal. This role involves supporting compliance and documentation processes within a rapidly growing wealth management firm. Ideal candidates will have strong communication skills, a post-secondary degree, and a keen interest in financial services.

Qualifications

• Excellent written and verbal communication skills in English and French.
• Proficiency with Microsoft Office (Word, Excel & Outlook).
• Understanding of the Canadian investment industry.

Responsibilities

• Responsible for account documentation and compliance requirements.
• Gather client information and ensure accuracy in databases.
• Participate in firmwide initiatives on subject matter experts.

Skills

Communication

Organization

Problem Solving

Teamwork

Education

Post-secondary degree

Tools

Microsoft Office

Job description

Operations Analyst (18-Month Term Contract)

• Montreal

PWL Wealth Management is a premier independent Canadian Wealth Management firm. Canadian High Net Worth families entrust PWL to manage their investment portfolios on a discretionary basis and provide holistic financial advice for all facets of their lives. Financial Planning, Tax and Estate services are delivered via PWL Conseil, and investment management is delivered via PWL Capital which is a Broker Dealer and CIRO member firm. Both PWL Conseil and PWL Capital are wholly owned subsidiaries of PWL Wealth Management, with more than 90 employees.

Location: Montreal (Remote)

Type: 18-Month Term Contract

Reports to: Manager, Operations & Service

Position Summary

PWL Capital is one of the fastest growing wealth management firms in Canada, and we need your help to stay on top of the growth. Therefore, if you are looking to develop a career in the financial industry by joining a middle or back-office team this is the position for you. This position is ideal for someone with an interest in financial services, with strong administrative skills and attention to detailed work. Experience in the securities industry, in a support function, middle or back office is considered an asset.

This is an internal administrative and support role, which is non-client facing. However, your responsibilities can evolve over time based on skill set and career goals.

Please note this is an 18-month term contract position.

Primary Responsibilities & Activities

The successful candidate will be responsible for all account documentation for the team, including ensuring that our regulatory requirements are fulfilled. You will be the main point of contact with our Corporate Operations & Compliance team, mastering our firm’s documentation processes and maintaining working knowledge of compliance requirements.

• Gather client information and ensure its accuracy in our database across different platforms
• Supporting teams in delivering relevant and timely client communications
• Keep up to date with CIRO and compliance requirements
• Delivering service to our advisor teams within SLAs
• Participate in firmwide initiatives on subject matter experts
• Perform financial and account level data reconciliations
• Adhere to and suggest improvements to current processes and procedures.

Qualifications and Skills

We’re looking for an individual with the right skill set, work ethic, and personality to fit in with our team. While prior experience in financial services administration is an asset, it’s not essential if you meet the following requirements:

• Excellent written and verbal communication skills, both English and French, required;
• Post-secondary degree or an acceptable combination of education, training and/or related work experience;
• Proficiency with Microsoft Office, (Word, Excel & Outlook) required;
• Experience in the banking or securities industry
• Two years of administrative experience with a CIRO dealer member is an asset;
• Understanding of the Canadian investment industry and the types of accounts available to Canadian investors (TFSA, RSP, LIF etc.)
• Ability to organize and prioritize work effectively;
• Ability to learn new systems quickly, problem solving and adapt to evolving processes;
• Ability to work in a team environment
• Strong work ethic, maturity, and commitment to client service;
• Committed to ethical and professional standards regarding confidentiality of client information;
• An enthusiastic team player who can work effectively with others both internally and externally
• Ability to adapt to an evolving role

Why PWL?

We are a rapidly growing team with a diverse group of clients – there is never a dull moment. We are thought leaders in the financial services industry, and we have been putting our client interests first for almost 30 years.

How to Apply

Please apply with your cover letter and CV detailing why you feel you are the right fit for this role. We will contact you if you are accepted for a candidate interview. Thank you for your interest in this position.

If you are human, leave this field blank.

Share

Explore Careers

Interested in working for PWL Capital?

Take the first step by exploring our current openings. Give us a shout if you think we should have a conversation, we are always looking for interesting, qualified candidates to join us!