Market Services Governance & Risk Manager

RBC

Toronto

On-site

CAD 67,000 - 110,000

Full time

9 days ago

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Benefits offered by this job

Total Rewards Program
Flexible benefits
Coaching & development
Work-life balance

Job summary

RBC is seeking a senior governance professional within RBC Investor Services—Market Services to lead regulatory supervision, risk controls, and governance across FX, cash products and securities lending. The role partners with Finance, Risk, Legal, Strategy, HR, Tech and Compliance to strengthen operating models.

The candidate will oversee audits, KYC, supplier risk, and regulatory items while steering cross-functional committees and improving control environments in a fast-paced capital markets

Qualifications

  • At least 5-7 years’ experience in trading conduct, compliance, regulatory reporting and governance roles.
  • Ability to manage multiple high-visibility initiatives independently.
  • Strong relationship management and communication skills with a collaborative mindset.
  • Highly organized, proactive and self-motivated to adapt in a dynamic environment.
  • Attention to detail and strong problem-solving capabilities.

Responsibilities

  • Contributes to and oversees the Front Office Supervisory Program focusing on regulatory supervision, reporting and risk programs.
  • Develop, implement and assess operational risk controls with trading desks.
  • Support information requests from regulators and manage regulatory items.
  • Act as contact for Operational Events impacting the Market Services business.
  • Collaborate with IT and Front Office to automate supervisory reviews and risk reporting.
  • Maintain procedures and controls inventory and prepare materials for governance committees.
  • Ensure compliance with risk appetite and regulatory requirements; manage supplier risk.

Skills

Trading compliance
Regulatory reporting
Governance
Communication skills
Relationship management
Project management
Problem solving
Attention to detail
Organizational skills
Proactivity

Education

MBA
CFA
Quantitative postgraduate

Job description

RBC is seeking a senior governance professional within RBC Investor Services—Market Services to lead regulatory supervision, risk controls, and governance across FX, cash products and securities lending. The role partners with Finance, Risk, Legal, Strategy, HR, Tech and Compliance to strengthen operating models.

The candidate will oversee audits, KYC, supplier risk, and regulatory items while steering cross-functional committees and improving control environments in a fast-paced capital markets

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