Manager, IT ICFR Compliance

RBC - Royal Bank; Halifax; On-site; CAD 70,000 - 110,000; Full time

Job summary

An established industry player is seeking a Manager for IT ICFR Compliance Internal Audit. This role involves transforming the testing processes for SOX and FDICIA compliance across the enterprise. You will collaborate with internal and external stakeholders to develop automated solutions while ensuring effective practices are followed. The position offers opportunities for professional growth through mentoring and a dynamic work environment. Join a progressive team that values innovation and collaboration, and contribute to meaningful improvements in service delivery and performance.

Benefits

Comprehensive Total Rewards Program

Flexible work/life balance options

Opportunities for development and coaching

Dynamic and collaborative team environment

Qualifications

• 4-7 years of relevant work experience in IT compliance and auditing.
• Knowledge of SOX/FDICIA requirements and methodologies.

Responsibilities

• Execute SOX/FDICIA IT control testing and support peer reviews.
• Drive innovation in service delivery by identifying opportunities.

Skills

Collaboration

Adaptability

Communication

Detail-Oriented

Results-Oriented

Education

Undergraduate degree (e.g. Comm. B. Math, P. ENG, MSc (Data Science))

CISA Designation

CPA Designation

Tools

SOX Compliance

FDICIA Compliance

Job description

Job Description

What is the opportunity?

As Manager, IT ICFR Compliance Internal Audit, you will assist the transformation of RBC's Next Generation of ICFR testing, supporting the ongoing SOX / FDICIA IT control testing across RBC Enterprise. You will perform testing of IT specific internal controls, and peer review, in support of the annual CEO / CFO SOX effectiveness certification and the FDICIA certifications for RBC Bank and CNB. You will also work collaboratively with internal / external stakeholders to identify automated and innovative solutions.

RBC Internal Audit leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.

What will you do?

• Participate in the planning process, helping to develop key performance metrics, and develop successful plans through thoughtful resourcing.
• Contribute to the execution of SOX / FDICIA IT control testing, and support the team through peer review, working with senior management to ensure effective practices are followed and quality documentation is produced in support of the annual CEO / CFO SOX / FDICIA effectiveness certifications.
• Work effectively with business partners to drive innovation in service delivery through identifying opportunities, developing solutions and creating lasting improvements to performance.
• Work collaboratively with internal / external stakeholders to identify and develop automated solutions, contributing to the pipeline of continuous improvement opportunities and best practices.
• Understand the IT risks of the proprietary technology in the supported platform in order to identify key risks and controls.
• Receive frequent mentoring from colleagues, including senior leaders from Internal Audit who will support your growth and ability to achieve career goals. Develop long-term relationships and networks both internally and externally.

What do you need to succeed?

Must-have

• Ability to work collaboratively in a team and create an inclusive environment with internal and external business partners across the enterprise.
• Flexible mindset, with the ability to learn quickly and leverage skills in a dynamically changing environment.
• Undergraduate degree (E.g. Comm. B. Math, P. ENG, MSc (Data Science). CISA Designation OR CPA Designation OR in the process of obtaining CPA and / or CISA Designation.
• Knowledge of SOX / FDICIA requirements and compliance, including IT controls and dependencies and control testing methodologies.
• 4-7 years of relevant work experience.

Nice-to-have

• Experience in a financial institution or technology company, dealing with multiple business platforms, business processes, geographies, and legal entities.
• Understanding of core technology (applications and infrastructure) as evidenced by external courses or professional certification.
• Ability to communicate effectively, both verbally and written.
• A dedication to leadership and fostering collaboration & teamwork.

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
• Leaders who support your development through coaching and managing opportunities
• Work in a dynamic, collaborative, progressive, and high-performing team
• Opportunities to do challenging work
• Flexible work / life balance options

LI-Hybrid

LI-POST

Job Skills

Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented