Manager, Compliance — Equity Ownership Eligible

Picton Mahoney; Toronto; On-site; CAD 110,000 - 120,000; Full time

Benefits offered by this job

Corporate fitness reimbursement

Extensive health and dental benefits

Parental leave top-up

Training and development reimbursement

Discretionary bonuses

Job summary

Picton Mahoney Asset Management is seeking a knowledgeable Manager, Compliance to join the Compliance team. You will report to the Senior Director, Compliance and focus on sales, marketing and distribution compliance, vendor oversight, and key compliance projects.

You will support AML, KYC, and KYP programs while collaborating with Sales, Marketing, Product, Operations and Technology to strengthen our compliance program.

Qualifications

• 5+ years of compliance experience in asset management or financial services.
• Strong knowledge of Canadian securities regulation for fund managers and dealers.
• Experience reviewing client-facing materials for sales and marketing compliance.
• Practical knowledge of AML, KYC, KYP, and record-keeping.

Responsibilities

• Provide day-to-day compliance guidance on sales, marketing, and distribution activities.
• Review campaigns, materials, and presentations for regulatory compliance.
• Coordinate and manage compliance vendors and ongoing requirements.
• Lead or support regulatory-change projects and process improvements.
• Support AML and financial crime compliance, including monitoring and escalations.
• Assist with KYC onboarding and due diligence for new products and changes.
• Monitor regulatory developments and advise stakeholders on impact.
• Develop and implement compliance policies, procedures, and training.
• Support audits, regulatory filings and management reporting.

Skills

Regulatory compliance

AML/KYC knowledge

Cross-functional collaboration

Education

Post-secondary education in Business/Finance/Commerce/Law

Job description

Picton Mahoney Asset Management is seeking a knowledgeable Manager, Compliance to join the Compliance team. You will report to the Senior Director, Compliance and focus on sales, marketing and distribution compliance, vendor oversight, and key compliance projects.

You will support AML, KYC, and KYP programs while collaborating with Sales, Marketing, Product, Operations and Technology to strengthen our compliance program.