Investment Compliance Operations Manager

Brookfield Asset Management; Toronto; On-site; CAD 125,000 - 145,000; Full time

Job summary

Brookfield Asset Management seeks a Manager, Investment Compliance Operations for Brookfield Credit in Toronto. You will oversee day-to-day compliance workflows, review reporting, and ensure timely resolution of breaches, partnering with Investments, Legal, Accounting and Operations.

You'll mentor junior team members, help develop processes to drive efficiencies and support internal audits while adhering to regulatory guidelines across state, provincial and national levels.

Qualifications

• Bachelor’s degree in Accounting, Finance, Economics or related field of study.
• 5+ years of progressively responsible and relevant work experience in investment banking, asset management, insurance, or financial services.
• Experience with private, structured finance a plus.
• Proficiency in Microsoft Excel; exposure to Aladdin, Bloomberg, WSO, Clearwater, DUCO, Power BI, Power Query, or other data/reporting tools is an asset.

Responsibilities

• Provide oversight and review of intraday and overnight batch compliance alert resolution.
• Review monthly and quarterly client investment compliance reporting and attestations for accuracy and completeness.
• Develop and maintain processes and controls in consideration of auditing policies and procedures.
• Collaborate with Legal and Front Office to interpret and implement investment guidelines across jurisdictions.
• Align asset classifications for complex investments with Legal and Investment Accounting teams.
• Review and sign off on Quarterly Rule Review and Monthly Rule Audit.
• Enforce adherence to control processes and drive efficiencies.
• Execute and deliver on internal projects, reconciliations, and ad-hoc reporting.

Skills

Regulatory knowledge

Investment accounting

Private asset ops

Organizational skills

Communication

Education

Bachelor's degree

Tools

Excel

Aladdin

Bloomberg

Power BI

Power Query

WSO

Clearwater

DUCO

Job description

Brookfield Asset Management seeks a Manager, Investment Compliance Operations for Brookfield Credit in Toronto. You will oversee day-to-day compliance workflows, review reporting, and ensure timely resolution of breaches, partnering with Investments, Legal, Accounting and Operations.

You'll mentor junior team members, help develop processes to drive efficiencies and support internal audits while adhering to regulatory guidelines across state, provincial and national levels.