Investigator

FP Canada; Toronto; On-site; CAD 80,000 - 100,000; Full time

Job summary

An established industry player is seeking an experienced Investigator to join their Standards Council. This pivotal role involves conducting regulatory and administrative investigations, where your expertise in interviewing and report preparation will be essential. Familiarity with the financial services sector, including securities and investments, will enhance your effectiveness in this position. Join a team dedicated to upholding financial planning standards and make a significant impact in the public interest. If you are passionate about ensuring compliance and possess a keen investigative mindset, this opportunity is perfect for you.

Qualifications

• At least 3 years’ experience in regulatory or administrative investigations.
• Strong skills in conducting interviews and preparing detailed reports.

Responsibilities

• Conduct regulatory and administrative investigations in the financial sector.
• Prepare affidavits and investigation reports based on findings.

Skills

Regulatory Investigations

Conducting Interviews

Preparing Affidavits

Investigation Reports

Familiarity with Financial Services

Job description

The FP Canada Standards Council, a Division of FP Canada, establishes and enforces financial planning standards, in the public interest. The Standards Council is looking for an Investigator with at least 3 years’ experience conducting regulatory/ administrative investigations, including conducting interviews and preparing affidavits and investigation reports. Familiarity with the financial services industry, securities, insurance, tax, investments, estate or other financial planning related areas is considered an asset.

For further information regarding this position and how to apply, please visit: FP Canada careers.