Investigations Compliance Specialist

ivari Holdings Inc.; Toronto; Hybrid; CAD 70,000 - 90,000; Full time

Benefits offered by this job

Health and dental benefits

Family coverage from Day 1

Hybrid work arrangement

Pension & matching contributions

Annual bonus

Job summary

ivari Holdings Inc. in Canada is seeking a Compliance Specialist, Investigations to support the Distribution Compliance program through investigator work and data analysis, ensuring fairness, transparency, and regulatory alignment with ivari policies.

Responsibilities include gathering information, reporting findings, monitoring remedial actions, and communicating with stakeholders. Requires 5+ years in financial services compliance investigations; bilingual English/French is an asset.

Qualifications

• 5+ years in a compliance investigative role in financial services (bank/insurer/securities).
• Good knowledge of insurance activities, products, and practices.
• Current knowledge of regulations, policies, and provincial/territorial rules.

Responsibilities

• Gather information and conduct impartial investigations of sales advisors.
• Develop expertise in regulations and ivari policies.
• Make recommendations based on investigations.
• Communicate outcomes and risks to stakeholders.
• Prepare investigation reports or substantive letters.
• Monitor corrective/remedial action plans.
• Assist in review of escalated complaints.
• Provide Final Position Letters to complainants/regulators.
• Monitor trends to support risk mitigation across management.

Skills

Strong verbal and writtenCommunication

Analytical skills

Regulatory knowledge

Bilingual EN-FR

Documentation & reporting

Education

Post-secondary education

Tools

Data management tools

Job description

ivari Holdings Inc. in Canada is seeking a Compliance Specialist, Investigations to support the Distribution Compliance program through investigator work and data analysis, ensuring fairness, transparency, and regulatory alignment with ivari policies.

Responsibilities include gathering information, reporting findings, monitoring remedial actions, and communicating with stakeholders. Requires 5+ years in financial services compliance investigations; bilingual English/French is an asset.