Int. QA Analyst - 55509

S I Systems; Toronto; Hybrid; CAD 75,000 - 100,000; Full time

Job summary

A leading company in financial services is seeking an AML Quality Assurance specialist in Toronto. This role focuses on performing quality assurance for investigating money laundering and terrorist financing, offering significant advancement opportunities in a growing department. Candidates must have robust AML knowledge and excellent attention to detail.

Qualifications

• At least 4+ years AML investigation experience, with 1 year STR filing experience.
• Understanding of PCMLTFA and related regulations.
• Experience assessing ML/TF risks across multiple customer/product types.

Responsibilities

• Perform quality assurance on AML investigation activities.
• Evaluate ML/TF risk through case checks.
• Document recommendations on suspicious accounts.

Skills

Attention to Detail

AML Knowledge

Technical Skills

Job description

Business Unit: 4 - FCRM Transformation Delivery and Enablement

Duration: 1 year

Extension possible: TBD

Work Location: Toronto – 79 Wellington Street West, Toronto Hybrid – (Mon, tues) 2 days per week, subject to change

CANDIDATE PROFILE DETAILS:

Years of experience: 4 - 8 Years

Reason for request/why opened: Volume of work

% Interaction with Stakeholders: 100% internally

Team Size: 56

Project: AML Operation Quality Assurance

Selling Point of the position: Advancement opportunity and growth in quality control department. In a growing department looking for FTE

How will performance be measured: Productivity metrics and overall quality.

Best vs Average Candidate: Strong attention to detail with AML knowledge, high performance/productivity.

How will performance be measured: Productivity metrics and overall quality.

KEY ACCOUNTABILITIES:

• Perform a quality assurance on broad range of money laundering investigation related activities in support of Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) regulations designed to detect and report on financial-related crimes

• Evaluate ML/TF risk, by conducting quality check on cases/alerts as part of the controls of TD's AML and ATF program

• Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts

• Evaluate potentially suspicious account activity. Recognize and evaluate accounts and activity and effectively document recommendations regarding account retention and/or regulatory reporting obligations

• Provide trend analysis of AML/ATF findings and gaps to Management for review

• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite

MUST HAVE:

·At least 4+ Years experience in AML investigations experience and with 1 year of STR filing experience

·Understanding of related regulations, such as the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)

·Experience with a wide variety of ML/TF risks for multiple customer/product types and a solid ability to articulate the risks and your findings in a recommendation summary

·Excellent technical and computing skills: including the ability to use various searchable databases and Microsoft Office software

Skill in using computer applications including MS Office. Proficiency in Excel is a must (manipulate data, formulas, sort

·Ability to process and handle confidential information with discretion

NICE TO HAVE

AML QC/QA experience

Prior knowledge of top 5 bank processes/ systems