Information Security Specialist, Regulatory Supervision

TD Bank; Toronto; On-site; CAD 91,000 - 137,000; Full time

Job summary

Join a forward-thinking financial institution as an Information Security Specialist in Regulatory Supervision. This role involves managing global regulatory activities, facilitating formal meetings, and ensuring compliance with regulatory standards. You will work closely with key stakeholders, ensuring that all regulatory requests are met with precision and timeliness. The organization values innovation and collaboration, providing a supportive environment for professional growth. With a commitment to delivering exceptional customer experiences, this is an exciting opportunity to make a significant impact in the financial sector while advancing your career in a dynamic setting.

Benefits

Health and Well-being Benefits

Savings and Retirement Programs

Paid Time Off

Banking Benefits and Discounts

Career Development Programs

Reward and Recognition Programs

Qualifications

• 7+ years of relevant experience in regulatory and risk management.
• Advanced knowledge of technology controls and security issues.

Responsibilities

• Manage global regulatory activities and facilitate formal meetings.
• Coordinate with stakeholders to ensure timely submission of artifacts.

Skills

Regulatory Compliance

Communication Skills

Stakeholder Management

Project Management

Risk Assessment

Education

University Degree

Tools

Information Security Certification (CISA, CRISC, CISSP)

Job description

Information Security Specialist, Regulatory Supervision

Work Location: Toronto, Ontario, Canada

Hours: 37.5

Line of Business: Technology Solutions

Pay Details: $91,200 - $136,800 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD.

Job Description:

The Information Security Specialist, Regulatory Supervision candidate will manage global regulatory activities, ongoing supervisions, requests for information, and formal meetings for all of Technology by conducting the following activities:

• Facilitation of Technology Regulatory Responses:
  • Act as primary intake and facilitator for Technology related Regulatory activities and requests
  • Coordination with key stakeholders and SMEs to collect artifacts and evidence to respond to request items
  • Review of artifacts and evidence for executive approval, content and redaction prior to submission to the regulators
  • Assurance of timely submission of artifacts and reporting to the regulators
  • Organize and file digital artifacts and evidence
• Facilitation of Formal Meetings:
  • Act as primary coordinator and facilitator for Technology related Regulatory sessions
  • Facilitate the preparation of agendas, speaking notes and presentation decks by coordinating with TCOs and SMEs
  • Facilitate preparatory meetings with key stakeholders to review agendas, speaking notes and presentation decks
  • Facilitate and host Formal Meetings with Regulators
  • Facilitate executive and stakeholder debrief meetings and follow up items
• Management Reporting:
  • Communicate and provide status reporting of the above activities to management and stakeholders
• Liaise with other regulatory relations stakeholders outside of Technology
• Work with Enterprise Technology Regulatory Management to improve the regulatory program management process to ensure regulatory activities meet commitments, are performed efficiently, and delivered timely with quality results
• Promote and foster a cohesive team and positive work environment that encourages innovation, creativity, and collaboration
• Build and maintain positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings, and knowledge with the team, internal and external business partners
• Support management and other team members in the achievement of individual, divisional, and team goals

Requirements:

• 7+ years of relevant experience
• Audit or regulatory and risk background is a must-have
• Previous FI experience
• Advanced knowledge of organization, technology controls/security/risk issues
• Experience participating in complex, comprehensive or large projects and initiatives
• University degree
• Information security certification/accreditation (CISA, CRISC, CISSP) an asset

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world.

Our Total Rewards Package:
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.