Global Portfolio Compliance Leader

Connor, Clark & Lunn Financial Group (CC&L); Vancouver; On-site; CAD 150,000 - 180,000; Full time

Job summary

Connor, Clark & Lunn Financial Group in Vancouver seeks a Senior Manager, Portfolio Compliance to shape the strategic direction of the Operations Risk function and lead a global team. You will own the delivery of the target operating model, oversee pre- and post-trade monitoring across asset classes using CRIMS, and drive improvements across shareholder disclosure programs.

The ideal candidate brings 10+ years in portfolio or investment compliance, strong leadership across locations, a CFA or

Qualifications

• 10+ years in portfolio or investment compliance
• Strong leadership across multiple locations
• CFA designation or related compliance/risk qualification is an asset
• Collaborative and relationship-focused, with stakeholders across business units
• Effective written and verbal communication across all levels
• Tech-savvy with compliance systems and data/reporting tools
• Willingness to drive continuous improvement and governance
• Ability to translate strategy into operating reality across global teams

Responsibilities

• Shape strategic direction of the Portfolio Compliance function
• Own delivery of target operating model across locations
• Oversee pre-trade and post-trade monitoring via CRIMS across asset classes
• Evolve shareholder disclosure program using FundApps
• Lead and develop a growing Portfolio Compliance team
• Coach managers and drive talent planning across the team
• Develop policies to ensure compliant interpretation of investment constraints

Skills

Leadership

Communication

CFA designation

Compliance frameworks

Monitoring systems

Shareholder disclosure

Relationship management

Data & reporting tools

AI curiosity

Education

CFA designation or risk qualification

Tools

Charles River CRIMS

FundApps

Job description

Connor, Clark & Lunn Financial Group in Vancouver seeks a Senior Manager, Portfolio Compliance to shape the strategic direction of the Operations Risk function and lead a global team. You will own the delivery of the target operating model, oversee pre- and post-trade monitoring across asset classes using CRIMS, and drive improvements across shareholder disclosure programs.

The ideal candidate brings 10+ years in portfolio or investment compliance, strong leadership across locations, a CFA or