AML Supervisor - Transaction Monitoring Operations

Capital One; Melville; On-site; CAD 60,000 - 100,000; Full time

Job summary

An established industry player is seeking an AML Supervisor to oversee transaction monitoring operations. This role is crucial for ensuring compliance with anti-money laundering regulations and involves managing a team, conducting investigations, and enhancing operational procedures. The ideal candidate will have a strong background in AML compliance, risk management, and investigative work within financial services. Join a dynamic team where your expertise will help shape the future of financial security and compliance.

Qualifications

• 2 years of experience in AML, risk, or compliance within financial services.
• Experience in managing workflows and training team members.

Responsibilities

• Supervise daily workflow and operational metrics of the AML Operations team.
• Perform quality assurance on Suspicious Activity Reports and other AML processes.

Skills

Investigative Skills

AML Compliance Knowledge

Risk Management

Analytical Skills

Education

High School Diploma or GED

Bachelor's Degree

Tools

AML Software

Job description

AML Supervisor - Transaction Monitoring Operations

The Anti-Money Laundering (AML) Supervisor oversees various AML processes, including suspicious activity investigations, currency transaction reporting, global sanctions screening, and enhanced due diligence. The role involves close collaboration with AML Process Managers and responsibility for planning and conducting AML and global sanction activities, as well as managing workflow and coaching team members through training and education.

Additional responsibilities include:

1. Operational Management & Training: Supervise daily workflow and operational metrics of the AML Operations team, including a small central unit of Investigators, and assist with training in Regulatory Operations and relevant business areas.
2. Policy & Procedure Impact: Contribute to AML Operations projects related to policy and procedure modifications, and assess new business acquisitions for AML workflow integration.
3. Quality Assurance: Perform quality assurance on Suspicious Activity Reports, sanctions reviews, CTRs, EDD reviews, and other AML processes.
4. Escalation Handling: Manage escalated issues for advanced investigation and analysis.
5. Industry Knowledge: Analyze internal trends and external regulatory environments to recommend adjustments in risk management and typology updates.

Minimum qualifications:

• High School Diploma, GED, or equivalent
• At least 2 years of investigative, AML, risk, or compliance experience within financial services

Preferred qualifications:

• Bachelor's Degree
• 2+ years of people management experience
• 3+ years of AML experience within financial services
• Certifications such as CAMS, CPP, or CFE

Note: Capital One does not sponsor employment authorization for this role at this time.