Associate – Regulatory Client Outreach

IFG International Financial Group Ltd; Ontario; Hybrid; CAD 60,000 - 80,000; Full time

Job summary

An established industry player seeks an Associate for Regulatory Client Outreach. This role involves engaging with institutional clients and ensuring compliance with various regulations. With a focus on Capital Markets, you will leverage your extensive experience in Regulatory Compliance and Client Onboarding to support the team effectively. This position offers a unique opportunity to work in a hybrid environment, allowing you to balance your professional and personal life while contributing to a top-tier banking institution. If you thrive in a dynamic setting and are passionate about regulatory frameworks, this role is tailored for you.

Qualifications

• 5-7 years experience in Regulatory Compliance or Client Onboarding.
• Familiarity with Dodd Frank, CSA, EMIR, MiFID, and other regulations.

Skills

Regulatory Compliance

Client Onboarding

Trade Control/Trade Desk Support

Research and Analysis

S&P Global Portal

Capital Markets Knowledge

Institutional Client Familiarity

Job description

Our client, a Top 5 Bank in Canada, is looking to hire an Associate - Regulatory Client Outreach for their team with an initial contract of 12 months, which is renewable. This role is currently hybrid in the Toronto office.

Must-Have skills:

1. Minimum of 5-7 years of experience in Regulatory Compliance, Client Onboarding, Trade Control/Trade Desk Support, or operations, preferably in the Capital Markets line of business.
2. Familiarity with Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT NMS, CIRO (IIROC).
3. Familiarity with Capital Markets Clientele business and product knowledge.
4. Familiarity with institutional clients including Asset managers, Insurance companies, Pensions, and Sovereign Wealth Funds.
5. Good research, analysis, and documentation skills to collect, validate, and consolidate the required data/information into appropriate formats.
6. Expert use of S&P Global (formerly IHS Markit) portal for access to regulatory data and documentation.

Nice to Have:

1. Knowledge of Retail, Commercial, and Wealth Business and their clients in FI is an asset.
2. Data management experience and applicable techniques.

If you are interested in hearing more about this role, please send your updated resume in MS Word format to [e-mail].